BEAM INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-17: Reporting owner TATLOCK ANNE M; Form 4; Security Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-10: Reporting owner HAUSBERG MARK; Form 4; Security Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-09: Reporting owner ROCHE MARK A; Form 4; Security Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-09: Reporting owner THOMAS DAVID M; Form 4; Security Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-17 | TATLOCK ANNE M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 0 owned after | $30.21 exercise price | 2010-12-21 | |
| 2010-12-10 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $30.54 exercise price | 2010-12-13 | |
| 2010-12-09 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,975 0 owned after | $30.54 | 2010-12-13 | |
| 2010-12-09 | THOMAS DAVID M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,968 0 owned after | $29.11 | 2010-12-13 | |
| 2010-12-09 | THOMAS DAVID M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 0 owned after | $30.21 | 2010-12-13 | |
| 2010-09-03 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,936 0 owned after | $23.35 | 2010-09-08 | |
| 2010-03-08 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,088 0 owned after | $23.35 exercise price | 2010-03-09 | |
| 2010-03-04 | WESLEY NORMAN H Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101,678 0 owned after | $30.54 exercise price | 2010-03-05 | |
| 2010-03-03 | WESLEY NORMAN H Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −94,471 101,678 owned after | $30.54 exercise price | 2010-03-05 | |
| 2010-03-03 | TATLOCK ANNE M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 0 owned after | $26.26 exercise price | 2010-03-04 | |
| 2010-02-22 | Wiertel Edward A Officer (VP & Corporate Controller) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $43.67 exercise price | 2010-02-24 | |
| 2010-02-22 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,800 33,800 owned after | $43.67 exercise price | 2010-02-24 | |
| 2010-02-22 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,300 51,300 owned after | $43.67 exercise price | 2010-02-24 | |
| 2010-02-22 | Koley Patrick J. Officer (Sr VP-Strategy & Corp. Dev.) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,100 17,100 owned after | $43.67 exercise price | 2010-02-24 | |
| 2010-02-22 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,700 12,700 owned after | $43.67 exercise price | 2010-02-24 | |
| 2010-02-22 | CARBONARI BRUCE A Director, Officer (Chairman and CEO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +139,400 139,400 owned after | $43.67 exercise price | 2010-02-24 |