BEAM INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-24: Reporting owner Wiertel Edward A; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-24: Reporting owner HAUSBERG MARK; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-24: Reporting owner KLEIN CHRISTOPHER J; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-24: Reporting owner ROCHE MARK A; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-24 | Wiertel Edward A Officer (VP & Corporate Controller) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,700 8,700 owned after | $80.95 exercise price | 2007-09-26 | |
| 2007-09-24 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,100 17,100 owned after | $80.95 exercise price | 2007-09-26 | |
| 2007-09-24 | KLEIN CHRISTOPHER J Officer (Sr. VP-Strategy & Corp. Dev.) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,600 46,600 owned after | $80.95 exercise price | 2007-09-26 | |
| 2007-09-24 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $80.95 exercise price | 2007-09-26 | |
| 2007-09-24 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,600 60,600 owned after | $80.95 exercise price | 2007-09-26 | |
| 2007-09-24 | CARBONARI BRUCE A Officer (President and COO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +154,200 154,200 owned after | $80.95 exercise price | 2007-09-26 | |
| 2007-08-03 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,938 0 owned after | $33.94 | 2007-08-03 | |
| 2007-04-09 | LOHMAN GORDON R Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,376 0 owned after | $31.83 | 2007-04-10 | |
| 2007-03-29 | TATLOCK ANNE M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,376 0 owned after | $31.83 | 2007-03-30 | |
| 2007-03-20 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −711 0 owned after | $46.78 | 2007-03-21 | |
| 2007-03-20 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,217 97,885 owned after | $54.75 | 2007-03-21 | |
| 2007-02-20 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,577 711 owned after | $46.78 | 2007-02-22 | |
| 2007-02-02 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 13,331 owned after | $32.58 | 2007-02-02 | |
| 2007-02-01 | WESLEY NORMAN H Director, Officer (Chairman of the Board and CEO) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −205,984 0 owned after | $23.35 | 2007-02-02 | |
| 2007-02-01 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,631 2,728 owned after | $32.58 | 2007-02-02 | |
| 2007-01-04 holding as of filing | CARBONARI BRUCE A Officer (President and COO) | 3 | Options (Right to Buy) Derivative · Direct | Holding | $46.78 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | CARBONARI BRUCE A Officer (President and COO) | 3 | Options (Right to Buy) Derivative · Direct | Holding | $54.75 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | CARBONARI BRUCE A Officer (President and COO) | 3 | Options (Right to Buy) Derivative · Direct | Holding | $68.89 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | CARBONARI BRUCE A Officer (President and COO) | 3 | Options (Right to Buy) Derivative · Direct | Holding | $82.16 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | CARBONARI BRUCE A Officer (President and COO) | 3 | Options (Right to Buy) Derivative · Direct | Holding | $74.39 exercise price | 2007-01-04 |