BEAM INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-16: Reporting owner OMTVEDT CRAIG P; Form 4; Security Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-09-26: Reporting owner ROCHE MARK A; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-09-26: Reporting owner KLEIN CHRISTOPHER J; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-09-26: Reporting owner HAUSBERG MARK; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-16 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 48,288 owned after | $46.78 | 2006-11-17 | |
| 2006-09-26 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $74.39 | 2006-09-28 | |
| 2006-09-26 | KLEIN CHRISTOPHER J Officer (Sr. VP-Strategy & Corp. Dev.) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $74.39 | 2006-09-28 | |
| 2006-09-26 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $74.39 | 2006-09-28 | |
| 2006-09-26 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $74.39 | 2006-09-28 | |
| 2006-09-26 | WESLEY NORMAN H Director, Officer (Chairman of the Board and CEO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +171,000 171,000 owned after | $74.39 | 2006-09-28 | |
| 2006-09-08 | HEIDRICH NADINE A Officer (VP and Corporate Controller) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,588 0 owned after | $30.54 | 2006-09-12 | |
| 2006-09-08 | HEIDRICH NADINE A Officer (VP and Corporate Controller) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,743 0 owned after | $46.78 | 2006-09-12 | |
| 2006-09-08 | HEIDRICH NADINE A Officer (VP and Corporate Controller) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,496 5,247 owned after | $54.75 | 2006-09-12 | |
| 2006-09-08 | HEIDRICH NADINE A Officer (VP and Corporate Controller) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,248 10,495 owned after | $68.89 | 2006-09-12 | |
| 2006-06-02 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,376 0 owned after | $28.87 | 2006-06-05 | |
| 2006-04-25 | WILSON PETER M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,099 0 owned after | $36.21 | 2006-04-27 | |
| 2006-04-25 | WILSON PETER M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 0 owned after | $37.99 | 2006-04-27 | |
| 2006-04-25 | WILSON PETER M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 0 owned after | $26.26 | 2006-04-27 | |
| 2006-04-25 | WILSON PETER M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 0 owned after | $30.21 | 2006-04-27 | |
| 2006-03-16 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,145 0 owned after | $30.54 | 2006-03-17 |