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BEAM INC Forms 3, 4 and 5: Stock Options, 2011

BEAM INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-12-07: Reporting owner Hine C Clarkson; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2011-12-01: Reporting owner George Kevin B; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2011-11-30: Reporting owner Rose Kenton R; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2011-11-29: Reporting owner Rose Kenton R; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-12-07Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,942
0 owned after
$38.83
exercise price
2011-12-08
2011-12-01George Kevin B
Officer (SVP & Chief Marketing Officer)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−9,491
12,046 owned after
$35.67
exercise price
2011-12-02
2011-11-30Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
8,210 owned after
$38.83
exercise price
2011-12-01
2011-11-29Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
13,210 owned after
$38.83
exercise price
2011-12-01
2011-11-22TATLOCK ANNE M
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,490
0 owned after
$41.59
exercise price
2011-12-01
2011-11-22TATLOCK ANNE M
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,490
0 owned after
$38.37
exercise price
2011-12-01
2011-11-10WILSON PETER M
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,490
0 owned after
$41.59
exercise price
2011-11-15
2011-11-10WILSON PETER M
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,490
0 owned after
$38.37
exercise price
2011-11-15
2011-10-06
holding as of filing
Shattock Matthew J
Director, Officer (President & CEO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Shattock Matthew J
Director, Officer (President & CEO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Shattock Matthew J
Director, Officer (President & CEO)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Newlands William A
Officer (SVP & President, NA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$80.95
exercise price
2011-10-06
2011-10-06
holding as of filing
Newlands William A
Officer (SVP & President, NA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$78.25
exercise price
2011-10-06
2011-10-06
holding as of filing
Newlands William A
Officer (SVP & President, NA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$74.39
exercise price
2011-10-06
2011-10-06
holding as of filing
Newlands William A
Officer (SVP & President, NA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$57.01
exercise price
2011-10-06
2011-10-06
holding as of filing
Newlands William A
Officer (SVP & President, NA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Newlands William A
Officer (SVP & President, NA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Newlands William A
Officer (SVP & President, NA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Mierzwicki Leo A
Officer (VP & Global Controller)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Mierzwicki Leo A
Officer (VP & Global Controller)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Mierzwicki Leo A
Officer (VP & Global Controller)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Probst Robert F
Officer (SVP & Chief Financial Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$57.01
exercise price
2011-10-06
2011-10-06
holding as of filing
Probst Robert F
Officer (SVP & Chief Financial Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Probst Robert F
Officer (SVP & Chief Financial Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Probst Robert F
Officer (SVP & Chief Financial Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Baldock Philip A
Officer (SVP & President, APSA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$68.89
exercise price
2011-10-06
2011-10-06
holding as of filing
Baldock Philip A
Officer (SVP & President, APSA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$82.16
exercise price
2011-10-06
2011-10-06
holding as of filing
Baldock Philip A
Officer (SVP & President, APSA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$74.39
exercise price
2011-10-06
2011-10-06
holding as of filing
Baldock Philip A
Officer (SVP & President, APSA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$80.95
exercise price
2011-10-06
2011-10-06
holding as of filing
Baldock Philip A
Officer (SVP & President, APSA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$57.01
exercise price
2011-10-06
2011-10-06
holding as of filing
Baldock Philip A
Officer (SVP & President, APSA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Baldock Philip A
Officer (SVP & President, APSA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Baldock Philip A
Officer (SVP & President, APSA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Baladi Albert
Officer (SVP & President, EMEA)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$60.16
exercise price
2011-10-06
2011-10-06
holding as of filing
George Kevin B
Officer (SVP & Chief Marketing Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
George Kevin B
Officer (SVP & Chief Marketing Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
George Kevin B
Officer (SVP & Chief Marketing Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Gourlay Ian
Officer (SVP Operations & Supply Chain)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$78.25
exercise price
2011-10-06
2011-10-06
holding as of filing
Gourlay Ian
Officer (SVP Operations & Supply Chain)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$74.39
exercise price
2011-10-06
2011-10-06
holding as of filing
Gourlay Ian
Officer (SVP Operations & Supply Chain)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$80.95
exercise price
2011-10-06
2011-10-06
holding as of filing
Gourlay Ian
Officer (SVP Operations & Supply Chain)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$57.01
exercise price
2011-10-06
2011-10-06
holding as of filing
Gourlay Ian
Officer (SVP Operations & Supply Chain)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Gourlay Ian
Officer (SVP Operations & Supply Chain)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Gourlay Ian
Officer (SVP Operations & Supply Chain)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$54.75
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$68.89
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$82.16
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$74.39
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$80.95
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$57.01
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Gaynor Donard P
Officer (SVP Corporate Development)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$46.78
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$54.75
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$68.89
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$82.16
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$74.39
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$80.95
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$57.01
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Mackenzie Mindy
Officer (SVP & Chief HR Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Mackenzie Mindy
Officer (SVP & Chief HR Officer)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$46.78
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$54.75
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$68.89
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$82.16
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$74.39
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$80.95
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$57.01
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$42.98
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$43.67
exercise price
2011-10-06
2011-10-06
holding as of filing
Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$61.54
exercise price
2011-10-06
2011-10-04Shattock Matthew J
Director, Officer (President & CEO)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+296,110
296,110 owned after
$44.75
exercise price
2011-10-06
2011-10-04Newlands William A
Officer (SVP & President, NA)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+84,610
84,610 owned after
$44.75
exercise price
2011-10-06
2011-10-04Probst Robert F
Officer (SVP & Chief Financial Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+84,610
84,610 owned after
$44.75
exercise price
2011-10-06
2011-10-04Baldock Philip A
Officer (SVP & President, APSA)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+63,460
63,460 owned after
$44.75
exercise price
2011-10-06
2011-10-04Baladi Albert
Officer (SVP & President, EMEA)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+63,460
63,460 owned after
$44.75
exercise price
2011-10-06
2011-10-04George Kevin B
Officer (SVP & Chief Marketing Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+63,460
63,460 owned after
$44.75
exercise price
2011-10-06
2011-10-04Gourlay Ian
Officer (SVP Operations & Supply Chain)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,900
34,900 owned after
$44.75
exercise price
2011-10-06
2011-10-04Gaynor Donard P
Officer (SVP Corporate Development)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,900
34,900 owned after
$44.75
exercise price
2011-10-06
2011-10-04Rose Kenton R
Officer (SVP & GC, CAO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,900
34,900 owned after
$44.75
exercise price
2011-10-06
2011-10-04Mackenzie Mindy
Officer (SVP & Chief HR Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,900
34,900 owned after
$44.75
exercise price
2011-10-06
2011-10-04Hine C Clarkson
Officer (SVP Corp Comm & Public Affairs)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,900
34,900 owned after
$44.75
exercise price
2011-10-06
2011-05-06HAUSBERG MARK
Officer (Sr. VP - Finance & Treasurer)
4Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,213
3,274 owned after
$30.54
exercise price
2011-05-10
2011-05-06HAUSBERG MARK
Officer (Sr. VP - Finance & Treasurer)
4Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,274
0 owned after
$30.54
exercise price
2011-05-10
2011-02-22Wiertel Edward A
Officer (VP & Corporate Controller)
4Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,900
8,900 owned after
$61.54
exercise price
2011-02-24
2011-02-22HAUSBERG MARK
Officer (Sr. VP - Finance & Treasurer)
4Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,800
10,800 owned after
$61.54
exercise price
2011-02-24
2011-02-22Koley Patrick J.
Officer (Sr VP-Strategy & Corp. Dev.)
4Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,100
15,100 owned after
$61.54
exercise price
2011-02-24
2011-02-22ROCHE MARK A
Officer (Sr. VP General Counsel & Secy)
4Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+29,800
29,800 owned after
$61.54
exercise price
2011-02-24
2011-02-22OMTVEDT CRAIG P
Officer (Senior Vice President & CFO)
4Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+45,200
45,200 owned after
$61.54
exercise price
2011-02-24
2011-02-22CARBONARI BRUCE A
Director, Officer (Chairman and CEO)
4Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+146,700
146,700 owned after
$61.54
exercise price
2011-02-24