BEAM INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-29: Reporting owner Wiertel Edward A; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-29: Reporting owner ROCHE MARK A; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-29: Reporting owner OMTVEDT CRAIG P; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-29: Reporting owner KLEIN CHRISTOPHER J; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-29 | Wiertel Edward A Officer (VP & Corporate Controller) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 39,000 owned after | $57.01 exercise price | 2008-10-01 | |
| 2008-09-29 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $57.01 exercise price | 2008-10-01 | |
| 2008-09-29 | OMTVEDT CRAIG P Officer (Senior Vice President & CFO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,800 78,800 owned after | $57.01 exercise price | 2008-10-01 | |
| 2008-09-29 | KLEIN CHRISTOPHER J Officer (Sr. VP-Strategy & Corp. Dev.) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,600 100,600 owned after | $57.01 exercise price | 2008-10-01 | |
| 2008-09-29 | HAUSBERG MARK Officer (Sr. VP - Finance & Treasurer) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $57.01 exercise price | 2008-10-01 | |
| 2008-09-29 | CARBONARI BRUCE A Director, Officer (Chairman and CEO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $57.01 exercise price | 2008-10-01 | |
| 2008-03-18 | TATLOCK ANNE M Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,099 0 owned after | $36.21 exercise price | 2008-03-20 | |
| 2008-03-04 | ROCHE MARK A Officer (Sr. VP General Counsel & Secy) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,938 0 owned after | $33.17 | 2008-03-05 | |
| 2008-02-26 | EWERS PATRICIA O Director | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,099 0 owned after | $36.21 | 2008-02-28 | |
| 2008-02-25 | CARBONARI BRUCE A Director, Officer (President and CEO) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $66.79 exercise price | 2008-02-27 |