Basic Energy Services, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-23: Reporting owner Patterson Thomas Monroe; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-23: Reporting owner Taylor Brett J.; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-23: Reporting owner Newman James F.; Form 4/A; Security Stock options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-23: Reporting owner Krenek Alan; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,368 100,368 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,951 12,951 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Newman James F. Officer (SVP, Region Operations) | 4/A | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,614 35,614 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,614 35,614 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Rogers Doug Officer (VP - Marketing) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,951 12,951 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,713 9,713 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,426 19,426 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4/A | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,713 9,713 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,713 9,713 owned after | $36.55 exercise price | 2016-12-30 | |
| 2016-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,614 35,614 owned after | $36.55 exercise price | 2016-12-28 | |
| 2016-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,426 19,426 owned after | $36.55 exercise price | 2016-12-28 | |
| 2016-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,713 9,713 owned after | $36.55 exercise price | 2016-12-28 | |
| 2016-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,368 100,368 owned after | $36.55 exercise price | 2016-12-28 | |
| 2016-12-23 | Rogers Doug Officer (VP - Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,951 12,951 owned after | $36.55 exercise price | 2016-12-28 | |
| 2016-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,713 9,713 owned after | $36.55 exercise price | 2016-12-28 | |
| 2016-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,951 12,951 owned after | $36.55 exercise price | 2016-12-28 | |
| 2016-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,713 9,713 owned after | $36.55 exercise price | 2016-12-28 | |
| 2016-12-23 | Newman James F. Officer (SVP, Region Operations) | 4 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,614 35,614 owned after | $36.55 exercise price | 2016-12-28 |