AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-04: Reporting owner Sadowski Michael; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2020-06-18: Reporting owner KAPLAN MARK N; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-06-18: Reporting owner Galbato Chan; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-06-18: Reporting owner CARPENTER MICHAEL A; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-04 holding as of filing | Sadowski Michael Officer (EVP, Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.22 exercise price | 2020-12-04 | ||
| 2020-06-18 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.10 exercise price | 2020-06-19 | |
| 2020-06-18 | Galbato Chan Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.10 exercise price | 2020-06-19 | |
| 2020-06-18 | CARPENTER MICHAEL A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.10 exercise price | 2020-06-19 | |
| 2020-06-18 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.10 exercise price | 2020-06-19 | |
| 2020-06-18 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.10 exercise price | 2020-06-19 | |
| 2020-04-01 holding as of filing | Duran Cheray L Officer (Principal Accounting Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.56 exercise price | 2020-04-01 | ||
| 2020-04-01 holding as of filing | Duran Cheray L Officer (Principal Accounting Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2020-04-01 | ||
| 2020-02-26 | Ingle Daniel R. Officer (EVP, CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.00 exercise price | 2020-02-28 | |
| 2020-02-26 | Hannan Joseph Patrick Officer (EVP, CHIEF FINANCIAL OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.00 exercise price | 2020-02-28 | |
| 2020-02-26 | Partin Sara E Officer (SVP, CHIEF PEOPLE OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.00 exercise price | 2020-02-28 | |
| 2020-02-26 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.00 exercise price | 2020-02-28 |