AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-06: Reporting owner Partin Sara E; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-06: Reporting owner Branham Timothy L.; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-06: Reporting owner Rowe Jared Robert; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-06: Reporting owner Hannan Joseph Patrick; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-06 | Partin Sara E Officer (SVP, CHIEF PEOPLE OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.17 exercise price | 2019-08-08 | |
| 2019-08-06 | Branham Timothy L. Officer (SVP, CHIEF TECHNOLOGY OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.17 exercise price | 2019-08-08 | |
| 2019-08-06 | Rowe Jared Robert Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +185,000 185,000 owned after | $3.17 exercise price | 2019-08-08 | |
| 2019-08-06 | Hannan Joseph Patrick Officer (EVP, CHIEF FINANCIAL OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.17 exercise price | 2019-08-08 | |
| 2019-08-06 | Ingle Daniel R. Officer (EVP, CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.17 exercise price | 2019-08-08 | |
| 2019-08-06 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.17 exercise price | 2019-08-08 | |
| 2019-06-20 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.69 exercise price | 2019-06-21 | |
| 2019-06-20 | Galbato Chan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.69 exercise price | 2019-06-21 | |
| 2019-06-20 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.69 exercise price | 2019-06-21 | |
| 2019-06-20 | CARPENTER MICHAEL A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.69 exercise price | 2019-06-21 | |
| 2019-06-20 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.69 exercise price | 2019-06-21 | |
| 2019-03-01 | Rowe Jared Robert Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $3.39 exercise price | 2019-03-05 | |
| 2019-03-01 | Ingle Daniel R. Officer (EVP, CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,500 82,500 owned after | $3.39 exercise price | 2019-03-05 | |
| 2019-03-01 | Hannan Joseph Patrick Officer (EVP, CHIEF FINANCIAL OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.39 exercise price | 2019-03-05 | |
| 2019-03-01 | Branham Timothy L. Officer (SVP, CHIEF TECHNOLOGY OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.39 exercise price | 2019-03-05 | |
| 2019-03-01 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $3.39 exercise price | 2019-03-05 | |
| 2019-03-01 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $1.75 exercise price | 2019-03-05 | |
| 2019-03-01 | Ozima Wesley Officer (SVP, CONTROLLER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.39 exercise price | 2019-03-05 | |
| 2019-03-01 | Ozima Wesley Officer (SVP, CONTROLLER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $1.75 exercise price | 2019-03-05 | |
| 2019-03-01 | Partin Sara E Officer (SVP, CHIEF PEOPLE OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.39 exercise price | 2019-03-05 | |
| 2019-01-17 holding as of filing | Galbato Chan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.38 exercise price | 2019-01-17 | ||
| 2019-01-17 holding as of filing | Ingle Daniel R. Officer (EVP, Chief Operating Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.53 exercise price | 2019-01-17 |