AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-20: Reporting owner Hannan Joseph Patrick; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2018-12-20: Reporting owner Branham Timothy L.; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2018-10-25: Reporting owner Partin Sara E; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2018-06-21: Reporting owner Stibel Jeffrey M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-20 holding as of filing | Hannan Joseph Patrick Officer (EVP, Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.30 exercise price | 2018-12-20 | ||
| 2018-12-20 holding as of filing | Branham Timothy L. Officer (SVP, Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.30 exercise price | 2018-12-20 | ||
| 2018-10-25 holding as of filing | Partin Sara E Officer (Chief Human Resources Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2018-10-25 | ||
| 2018-06-21 | Stibel Jeffrey M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.34 exercise price | 2018-06-25 | |
| 2018-06-21 | FUCHS MICHAEL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.34 exercise price | 2018-06-25 | |
| 2018-06-21 | KAPLAN MARK N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.34 exercise price | 2018-06-25 | |
| 2018-06-21 | CARPENTER MICHAEL A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.34 exercise price | 2018-06-25 | |
| 2018-06-21 | Thompson Janet M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.34 exercise price | 2018-06-25 | |
| 2018-04-20 holding as of filing | Rowe Jared Robert Director, Officer (President and CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.26 exercise price | 2018-04-20 | ||
| 2018-04-17 holding as of filing | Peng Taren Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $14.93 exercise price | 2018-04-17 | ||
| 2018-04-17 holding as of filing | Peng Taren Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $14.93 exercise price | 2018-04-17 | ||
| 2018-04-17 holding as of filing | Peng Taren Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $10.20 exercise price | 2018-04-17 | ||
| 2018-04-17 holding as of filing | Peng Taren Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $17.09 exercise price | 2018-04-17 | ||
| 2018-04-17 holding as of filing | Peng Taren Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $13.81 exercise price | 2018-04-17 | ||
| 2018-04-17 holding as of filing | Peng Taren Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.26 exercise price | 2018-04-17 | ||
| 2018-04-12 | SKOCILIC JOHN J JR Officer (EVP, CHIEF INFORMATION OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,000 83,000 owned after | $3.26 exercise price | 2018-04-16 | |
| 2018-04-12 | STEERMAN JOHN Officer (EVP, MOBILE LEAD OPS PROD DEV) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,000 73,000 owned after | $3.26 exercise price | 2018-04-16 | |
| 2018-04-12 | Fuller Glenn Evan Officer (EVP, CLO, CAO, SECRETARY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $3.26 exercise price | 2018-04-16 | |
| 2018-04-12 | Smith Ralph Randall Officer (SVP, DIGITAL MARKETING) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $3.26 exercise price | 2018-04-16 | |
| 2018-04-12 | Ozima Wesley Officer (INTERIM CFO, SVP, CONTROLLER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.26 exercise price | 2018-04-16 | |
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $6.75 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $3.80 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $3.90 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $4.00 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $4.72 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $17.64 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $14.32 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $8.53 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $10.20 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $13.22 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $17.09 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $14.41 exercise price | 2018-02-28 | ||
| 2018-02-28 holding as of filing | Smith Ralph Randall Officer (SVP, Digital Marketing) | 3 | Employee Stock Option (Right to Acquire) Derivative · Direct | Holding | $13.81 exercise price | 2018-02-28 | ||
| 2018-01-19 | Ozima Wesley Officer (SVP, CONTROLLER) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,260 0 owned after | $4.80 exercise price | 2018-01-19 | |
| 2018-01-16 | BOREN KIMBERLY Officer (EVP, CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,739 0 owned after | $4.80 exercise price | 2018-01-16 |