AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-08-31: Reporting owner Barsetti Joshua J; Form 4; Security Employee Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2022-08-31: Reporting owner Barsetti Joshua J; Form 4; Security Employee Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2022-08-31: Reporting owner Edwards Scott L.; Form 4; Security Employee Stock Options (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2022-08-31: Reporting owner Edwards Scott L.; Form 4; Security Employee Stock Options (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-08-31 | Barsetti Joshua J Officer (VP, CONTROLLER & PAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $3.31 exercise price | 2022-09-02 | |
| 2022-08-31 | Barsetti Joshua J Officer (VP, CONTROLLER & PAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,000 0 owned after | $2.79 exercise price | 2022-09-02 | |
| 2022-08-31 | Edwards Scott L. Officer (SVP, DIGITAL MARKETING OPS) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −35,000 0 owned after | $2.75 exercise price | 2022-09-02 | |
| 2022-08-31 | Edwards Scott L. Officer (SVP, DIGITAL MARKETING OPS) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $2.75 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −22,000 0 owned after | $17.09 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $14.41 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,000 0 owned after | $13.81 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −55,000 0 owned after | $3.39 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −125,000 0 owned after | $3.26 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −35,000 0 owned after | $3.17 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $2.63 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −75,000 0 owned after | $2.57 exercise price | 2022-09-02 | |
| 2022-08-31 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −75,000 0 owned after | $2.00 exercise price | 2022-09-02 | |
| 2022-08-31 | Hamer Carlton Officer (EVP, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −120,000 0 owned after | $3.32 exercise price | 2022-09-02 | |
| 2022-08-31 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $14.07 exercise price | 2022-09-02 | |
| 2022-08-31 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $13.06 exercise price | 2022-09-02 | |
| 2022-08-31 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $4.34 exercise price | 2022-09-02 | |
| 2022-08-31 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $3.69 exercise price | 2022-09-02 | |
| 2022-08-31 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $2.74 exercise price | 2022-09-02 | |
| 2022-08-31 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $1.10 exercise price | 2022-09-02 | |
| 2022-08-31 | Rowe Jared Robert Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −350,000 0 owned after | $3.39 exercise price | 2022-09-02 | |
| 2022-08-31 | Rowe Jared Robert Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000,000 0 owned after | $3.26 exercise price | 2022-09-02 | |
| 2022-08-31 | Rowe Jared Robert Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −185,000 0 owned after | $3.17 exercise price | 2022-09-02 | |
| 2022-08-31 | Rowe Jared Robert Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −200,000 0 owned after | $2.66 exercise price | 2022-09-02 | |
| 2022-08-31 | Ingle Daniel R. Officer (EVP, CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −165,000 0 owned after | $3.53 exercise price | 2022-09-02 | |
| 2022-08-31 | Ingle Daniel R. Officer (EVP, CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −82,500 0 owned after | $3.39 exercise price | 2022-09-02 | |
| 2022-08-31 | Ingle Daniel R. Officer (EVP, CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $3.17 exercise price | 2022-09-02 | |
| 2022-08-31 | Ingle Daniel R. Officer (EVP, CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $2.57 exercise price | 2022-09-02 | |
| 2022-08-31 | Ingle Daniel R. Officer (EVP, CHIEF OPERATING OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $2.00 exercise price | 2022-09-02 | |
| 2022-08-31 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $14.07 exercise price | 2022-09-02 | |
| 2022-08-31 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $13.06 exercise price | 2022-09-02 | |
| 2022-08-31 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $4.34 exercise price | 2022-09-02 | |
| 2022-08-31 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $3.69 exercise price | 2022-09-02 | |
| 2022-08-31 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $2.74 exercise price | 2022-09-02 | |
| 2022-08-31 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $1.10 exercise price | 2022-09-02 | |
| 2022-08-31 | Partin Sara E Officer (SVP, CHIEF PEOPLE OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $3.39 exercise price | 2022-09-02 | |
| 2022-08-31 | Partin Sara E Officer (SVP, CHIEF PEOPLE OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −35,000 0 owned after | $3.17 exercise price | 2022-09-02 | |
| 2022-08-31 | Partin Sara E Officer (SVP, CHIEF PEOPLE OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −75,000 0 owned after | $2.57 exercise price | 2022-09-02 | |
| 2022-08-31 | Partin Sara E Officer (SVP, CHIEF PEOPLE OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $2.50 exercise price | 2022-09-02 | |
| 2022-08-31 | Partin Sara E Officer (SVP, CHIEF PEOPLE OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −75,000 0 owned after | $2.00 exercise price | 2022-09-02 | |
| 2022-08-31 | Nanigian Brett Officer (SVP, PRODUCT & TECHNOLOGY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $3.30 exercise price | 2022-09-02 | |
| 2022-08-31 | Nanigian Brett Officer (SVP, PRODUCT & TECHNOLOGY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $2.00 exercise price | 2022-09-02 | |
| 2022-08-31 | Nanigian Brett Officer (SVP, PRODUCT & TECHNOLOGY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $2.57 exercise price | 2022-09-02 | |
| 2022-08-31 | Nanigian Brett Officer (SVP, PRODUCT & TECHNOLOGY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,000 0 owned after | $2.63 exercise price | 2022-09-02 | |
| 2022-08-31 | Nanigian Brett Officer (SVP, PRODUCT & TECHNOLOGY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −65,000 0 owned after | $2.79 exercise price | 2022-09-02 | |
| 2022-08-31 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $14.07 exercise price | 2022-09-02 | |
| 2022-08-31 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $13.06 exercise price | 2022-09-02 | |
| 2022-08-31 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $4.34 exercise price | 2022-09-02 | |
| 2022-08-31 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $3.69 exercise price | 2022-09-02 | |
| 2022-08-31 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $2.74 exercise price | 2022-09-02 | |
| 2022-08-31 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $1.10 exercise price | 2022-09-02 | |
| 2022-02-17 holding as of filing | Edwards Scott L. Officer (SVP, Digital Marketing Ops) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $2.75 exercise price | 2022-02-17 | ||
| 2022-02-17 holding as of filing | Edwards Scott L. Officer (SVP, Digital Marketing Ops) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $2.75 exercise price | 2022-02-17 | ||
| 2022-02-11 holding as of filing | Nanigian Brett Officer (SVP, Product & Technology) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $3.30 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Nanigian Brett Officer (SVP, Product & Technology) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Nanigian Brett Officer (SVP, Product & Technology) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $2.57 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Nanigian Brett Officer (SVP, Product & Technology) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $2.63 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Nanigian Brett Officer (SVP, Product & Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.79 exercise price | 2022-02-11 | ||
| 2022-02-03 | Barsetti Joshua J Officer (VP, CONTROLLER & PAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.79 exercise price | 2022-02-07 | |
| 2022-01-20 holding as of filing | Barsetti Joshua J Officer (VP, Controller & PAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.31 exercise price | 2022-01-20 | ||
| 2022-01-20 holding as of filing | Hamer Carlton Officer (EVP, CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.32 exercise price | 2022-01-20 |