AutoWeb, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-22: Reporting owner Ceiba International Corp; Form 4; Security Series B Junior Participating Convertible Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-06-22: Reporting owner Vargas Jose J.; Form 4; Security Series B Junior Participating Convertible Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-06-22: Reporting owner Vargas Jose J.; Form 4; Security Series B Junior Participating Convertible Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-06-22: Reporting owner Tezanos Matias de; Form 4; Security Series B Junior Participating Convertible Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-22 | Ceiba International Corp 10% Owner | 4 | Series B Junior Participating Convertible Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,841 0 owned after | $12.49 exercise price | 2018-04-26 | |
| 2017-06-22 | Vargas Jose J. Director, Officer (CHIEF REVENUE OFFICER), 10% Owner | 4 | Series B Junior Participating Convertible Stock Derivative · Indirect · Held by Galeb3, Inc. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,091 0 owned after | $12.49 exercise price | 2017-11-13 | |
| 2017-06-22 | Vargas Jose J. Director, Officer (CHIEF REVENUE OFFICER), 10% Owner | 4 | Series B Junior Participating Convertible Stock Derivative · Indirect · Held By People F, Inc. and PF Holdings, Inc. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,361 0 owned after | $12.49 exercise price | 2017-11-13 | |
| 2017-06-22 | Tezanos Matias de Director, 10% Owner | 4 | Series B Junior Participating Convertible Stock Derivative · Indirect · Held by Manatee Ventures, Inc. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,286 0 owned after | $12.49 exercise price | 2017-11-13 | |
| 2017-06-22 | Tezanos Matias de Director, 10% Owner | 4 | Series B Junior Participating Convertible Stock Derivative · Indirect · Held By People F, Inc. and PF Holdings, Inc. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,361 0 owned after | $12.49 exercise price | 2017-11-13 |