AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-22: Reporting owner PERKINS H DONALD JR; Form 3; Security Employee Stock Options (Right to Buy); Transaction Holding.
- 2015-06-18: Reporting owner FUCHS MICHAEL J; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-18: Reporting owner KAPLAN MARK N; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-18: Reporting owner Thompson Janet M; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-22 holding as of filing | PERKINS H DONALD JR Officer (EVP, Strategic Bus Development) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $16.16 exercise price | 2015-06-22 | ||
| 2015-06-18 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $16.16 exercise price | 2015-06-19 | |
| 2015-06-18 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $16.16 exercise price | 2015-06-19 | |
| 2015-06-18 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $16.16 exercise price | 2015-06-19 | |
| 2015-06-18 | Stibel Jeffrey M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $16.16 exercise price | 2015-06-19 | |
| 2015-06-18 | CARPENTER MICHAEL A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $16.16 exercise price | 2015-06-19 | |
| 2015-05-29 holding as of filing | Vicidomino John A. Officer (Executive Vice President) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $13.65 exercise price | 2015-05-29 | ||
| 2015-05-18 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $13.22 exercise price | 2015-05-20 | |
| 2015-05-18 | BOREN KIM Officer (SVP, CHIEF FINANCIAL OFFICER) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $13.22 exercise price | 2015-05-20 | |
| 2015-05-18 | SKOCILIC JOHN J JR Officer (SVP, TECHNOLOGY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $13.22 exercise price | 2015-05-20 | |
| 2015-05-18 | STEERMAN JOHN Officer (SVP, LEAD AND WEB PROD DEV) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $13.22 exercise price | 2015-05-20 | |
| 2015-05-18 | Ozima Wesley Officer (VP AND CONTROLLER) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $13.22 exercise price | 2015-05-20 | |
| 2015-05-18 | DUPREE PHILLIP W. Officer (EVP, PRESIDENT DEALER SERVICES) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $13.22 exercise price | 2015-05-20 | |
| 2015-04-23 | FERRIOLO WILLIAM Officer (EVP CONSUMER ACQUISITIONS) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $15.37 exercise price | 2015-04-27 | |
| 2015-01-23 | COATS JEFFREY H Director, Officer (PRESIDENT AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.20 exercise price | 2015-01-26 | |
| 2015-01-23 | SKOCILIC JOHN J JR Officer (SVP, TECHNOLOGY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $10.20 exercise price | 2015-01-26 | |
| 2015-01-23 | Ozima Wesley Officer (VP AND CONTROLLER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.20 exercise price | 2015-01-26 | |
| 2015-01-23 | STEERMAN JOHN Officer (SVP, LEAD AND WEB PROD DEV) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $10.20 exercise price | 2015-01-26 | |
| 2015-01-23 | BOREN KIM Officer (SVP BUS, ANALYSIS AND WEBSITES) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $10.20 exercise price | 2015-01-26 | |
| 2015-01-23 | DUPREE PHILLIP W. Officer (EVP, PRESIDENT DEALER SERVICES) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $10.20 exercise price | 2015-01-26 | |
| 2015-01-23 | Fuller Glenn Evan Officer (EVP, CLO, SECRETARY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $10.20 exercise price | 2015-01-26 | |
| 2015-01-23 | FERRIOLO WILLIAM Officer (SVP CONSUMER ACQUISITIONS) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $10.20 exercise price | 2015-01-26 | |
| 2015-01-21 | BOREN KIM Officer (SVP BUS, ANALYSIS AND WEBSITES) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $9.10 exercise price | 2015-01-22 |