AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-16: Reporting owner CARPENTER MICHAEL A; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-16: Reporting owner KAPLAN MARK N; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-16: Reporting owner Stibel Jeffrey M; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-16: Reporting owner Thompson Janet M; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-16 | CARPENTER MICHAEL A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $8.53 exercise price | 2014-09-17 | |
| 2014-09-16 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $8.53 exercise price | 2014-09-17 | |
| 2014-09-16 | Stibel Jeffrey M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $8.53 exercise price | 2014-09-17 | |
| 2014-09-16 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $8.53 exercise price | 2014-09-17 | |
| 2014-09-16 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $8.53 exercise price | 2014-09-17 | |
| 2014-03-17 | DeWalt Curtis E Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,400 7,400 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | BOREN KIM Officer (SVP Business Analysis Websites) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,400 7,400 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | Fuller Glenn Evan Officer (EVP, CLO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | Fuller Glenn Evan Officer (EVP, CLO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | COATS JEFFREY H Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | STEERMAN JOHN Officer (SVP, Mobile Lead Ops & Product) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,400 7,400 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | Ozima Wesley Officer (VP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | SKOCILIC JOHN J JR Officer (SVP, Technology) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,400 7,400 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | FERRIOLO WILLIAM Officer (SVP Consumer Acquisitions) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,400 7,400 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-03-17 | DUPREE PHILLIP W. Officer (EVP, President Dealer Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $14.32 exercise price | 2014-03-19 | |
| 2014-02-06 holding as of filing | DUPREE PHILLIP W. Officer (EVP, President Dealer Services) | 3/A | Inducement Stock Option Grant Derivative · Direct | Holding | $13.62 exercise price | 2014-02-06 | ||
| 2014-02-06 holding as of filing | DUNLAP BRET Officer (SVP Mobile) | 3/A | Inducement Stock Option Grant Derivative · Direct | Holding | $7.17 exercise price | 2014-02-06 | ||
| 2014-02-06 holding as of filing | DUNLAP BRET Officer (SVP Mobile) | 3/A | Inducement Stock Option Grant Derivative · Direct | Holding | $7.17 exercise price | 2014-02-06 | ||
| 2014-02-06 holding as of filing | DUNLAP BRET Officer (SVP Mobile) | 3/A | Inducement Stock Option Grant Derivative · Direct | Holding | $7.17 exercise price | 2014-02-06 | ||
| 2014-01-21 | Bentley Ian 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $17.64 exercise price | 2015-03-19 | |
| 2014-01-21 | STEERMAN JOHN Officer (SVP, Lead & Web Product Dev) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.64 exercise price | 2014-01-22 | |
| 2014-01-21 | SKOCILIC JOHN J JR Officer (SVP, Technology) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.64 exercise price | 2014-01-22 | |
| 2014-01-21 | Ozima Wesley Officer (VP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $17.64 exercise price | 2014-01-22 | |
| 2014-01-21 | Fuller Glenn Evan Officer (EVP, CLO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $17.64 exercise price | 2014-01-22 | |
| 2014-01-21 | FERRIOLO WILLIAM Officer (SVP Consumer Acquisitions) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.64 exercise price | 2014-01-22 | |
| 2014-01-21 | DeWalt Curtis E Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.64 exercise price | 2014-01-22 | |
| 2014-01-21 | COATS JEFFREY H Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $17.64 exercise price | 2014-01-22 | |
| 2014-01-21 | BOREN KIM Officer (SVP Analytics & Advertisng Ops) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.64 exercise price | 2014-01-22 | |
| 2014-01-21 holding as of filing | DUPREE PHILLIP W. Officer (EVP, President Dealer Services) | 3 | Inducement Stock Option Grant Derivative · Direct | Holding | $13.62 exercise price | 2014-01-21 |