AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-07: Reporting owner DUNLAP BRET; Form 3; Security Inducement Stock Option Grant; Transaction Holding.
- 2013-10-07: Reporting owner DUNLAP BRET; Form 3; Security Inducement Stock Option Grant; Transaction Holding.
- 2013-10-07: Reporting owner DUNLAP BRET; Form 3; Security Inducement Stock Option Grant; Transaction Holding.
- 2013-08-12: Reporting owner Bentley Ian; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-07 holding as of filing | DUNLAP BRET Officer (SVP Mobile) | 3 | Inducement Stock Option Grant Derivative · Direct | Holding | $7.17 exercise price | 2013-10-07 | ||
| 2013-10-07 holding as of filing | DUNLAP BRET Officer (SVP Mobile) | 3 | Inducement Stock Option Grant Derivative · Direct | Holding | $7.17 exercise price | 2013-10-07 | ||
| 2013-10-07 holding as of filing | DUNLAP BRET Officer (SVP Mobile) | 3 | Inducement Stock Option Grant Derivative · Direct | Holding | $7.17 exercise price | 2013-10-07 | ||
| 2013-08-12 holding as of filing | Bentley Ian 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $4.20 exercise price | 2013-08-12 | ||
| 2013-08-12 holding as of filing | Bentley Ian 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $4.80 exercise price | 2013-08-12 | ||
| 2013-08-12 holding as of filing | Bentley Ian 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $3.80 exercise price | 2013-08-12 | ||
| 2013-08-12 holding as of filing | Bentley Ian 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $3.90 exercise price | 2013-08-12 | ||
| 2013-08-12 holding as of filing | Bentley Ian 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $4.00 exercise price | 2013-08-12 | ||
| 2013-06-20 | Thompson Janet M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.76 exercise price | 2013-06-21 | |
| 2013-06-20 | Stibel Jeffrey M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.76 exercise price | 2013-06-21 | |
| 2013-06-20 | KAPLAN MARK N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.76 exercise price | 2013-06-21 | |
| 2013-06-20 | FUCHS MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.76 exercise price | 2013-06-21 | |
| 2013-06-20 | CARPENTER MICHAEL A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.76 exercise price | 2013-06-21 | |
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $69.50 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $71.45 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $14.95 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $5.30 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.75 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.10 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.45 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.80 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.50 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.80 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.90 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2013-04-26 | ||
| 2013-04-26 holding as of filing | SKOCILIC JOHN J JR Officer (SVP, Technology) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.19 exercise price | 2013-04-26 | ||
| 2013-01-24 | STEERMAN JOHN Officer (SVP, Lead & Web Product Dev) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,594 8,594 owned after | $4.00 exercise price | 2013-01-28 | |
| 2013-01-24 | Ozima Wesley Officer (VP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,828 3,828 owned after | $4.00 exercise price | 2013-01-28 | |
| 2013-01-24 | Ozima Wesley Officer (VP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $4.00 exercise price | 2013-01-28 | |
| 2013-01-24 | Fuller Glenn Evan Officer (EVP, CLO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,250 12,250 owned after | $4.00 exercise price | 2013-01-28 | |
| 2013-01-24 | FERRIOLO WILLIAM Officer (SVP Consumer Acquisitions) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,594 8,594 owned after | $4.00 exercise price | 2013-01-28 | |
| 2013-01-24 | DeWalt Curtis E Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,213 9,213 owned after | $4.00 exercise price | 2013-01-28 | |
| 2013-01-24 | COATS JEFFREY H Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $4.00 exercise price | 2013-01-28 | |
| 2013-01-24 | BOREN KIM Officer (SVP Analytics & Advertisng Ops) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,875 6,875 owned after | $4.00 exercise price | 2013-01-28 |