AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-17: Reporting owner CARPENTER MICHAEL A; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2012-07-26: Reporting owner STEERMAN JOHN; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-21: Reporting owner Stibel Jeffrey M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-21: Reporting owner FUCHS MICHAEL J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-17 holding as of filing | CARPENTER MICHAEL A Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.66 exercise price | 2012-09-17 | ||
| 2012-07-26 | STEERMAN JOHN Officer (SVP, Lead & Web Product Dev) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.71 exercise price | 2012-07-27 | |
| 2012-06-21 | Stibel Jeffrey M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.79 exercise price | 2012-06-21 | |
| 2012-06-21 | FUCHS MICHAEL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.79 exercise price | 2012-06-21 | |
| 2012-06-21 | Thompson Janet M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.79 exercise price | 2012-06-21 | |
| 2012-06-21 | KAPLAN MARK N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.79 exercise price | 2012-06-21 | |
| 2012-01-10 | STEERMAN JOHN Officer (SVP, Lead & Web Product Dev) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,327 79,327 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | Petrone John Officer (SVP, Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,141 88,141 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | Ozima Wesley Officer (VP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,263 39,263 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | Lind Stephen D Officer (EVP, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114,423 114,423 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | Helberg James Officer (EVP Product, Marketing & Analy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +121,154 121,154 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | Fuller Glenn Evan Officer (EVP, CLO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114,423 114,423 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | FERRIOLO WILLIAM Officer (SVP Consumer Acq & Product Dev) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,141 88,141 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | DeWalt Curtis E Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,141 88,141 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | COATS JEFFREY H Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +215,385 215,385 owned after | $0.78 exercise price | 2012-01-11 | |
| 2012-01-10 | BOREN KIM Officer (SVP Analytics & Advertisng Ops) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,513 70,513 owned after | $0.78 exercise price | 2012-01-11 |