AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-03: Reporting owner Stibel Jeffrey M; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-03: Reporting owner ROSS MARK R; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-03: Reporting owner KAPLAN MARK N; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-03: Reporting owner FUCHS MICHAEL J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-03 | Stibel Jeffrey M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.77 exercise price | 2008-11-18 | |
| 2008-11-03 | ROSS MARK R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.77 exercise price | 2008-11-18 | |
| 2008-11-03 | KAPLAN MARK N Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.77 exercise price | 2008-11-18 | |
| 2008-11-03 | FUCHS MICHAEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.77 exercise price | 2008-11-18 | |
| 2008-11-03 | COATS JEFFREY H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.77 exercise price | 2008-11-18 | |
| 2008-11-03 | Thompson Janet M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −5,000 5,000 owned after | $0.77 exercise price | 2008-11-18 | |
| 2008-09-29 | Fuller Glenn Evan Officer (SVP/CLO/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 0 owned after | $1.06 exercise price | 2008-09-29 | |
| 2008-09-29 | DeWalt Curtis E Officer (Vice President/Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 0 owned after | $1.06 exercise price | 2008-09-29 | |
| 2008-09-29 | Garms Mark Officer (Senior VP, Dealer Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 0 owned after | $1.06 exercise price | 2008-09-29 | |
| 2008-05-13 | Fuller Glenn Evan Officer (SVP/CLO/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 0 owned after | $1.91 exercise price | 2008-05-14 | |
| 2008-04-28 holding as of filing | Fuller Glenn Evan Officer (SVP/CLO/Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.28 exercise price | 2008-04-28 | ||
| 2008-03-20 holding as of filing | Thompson Janet M Director | 3 | Stock Option (righ to buy) Derivative · Direct | Holding | $2.10 exercise price | 2008-03-20 |