ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-08: Reporting owner Randall Lorin; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-06-16: Reporting owner Davis Jordan; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-06-16: Reporting owner SHEFFERY MICHAEL B; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-06-16: Reporting owner MILNE GEORGE M JR; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-08 | Randall Lorin Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.34 exercise price | 2008-09-10 | |
| 2008-06-16 | Davis Jordan Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.96 exercise price | 2008-06-18 | |
| 2008-06-16 | SHEFFERY MICHAEL B Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.96 exercise price | 2008-06-18 | |
| 2008-06-16 | MILNE GEORGE M JR Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.96 exercise price | 2008-06-18 | |
| 2008-06-16 | LOOP FLOYD D MD Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.96 exercise price | 2008-06-18 | |
| 2008-06-16 | MULLIGAN WILLIAM C Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.96 exercise price | 2008-06-18 |