ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-23: Reporting owner Deans Robert J; Form 4; Security Employee nonqualified stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-23: Reporting owner Deans Robert J; Form 4; Security Employee incentive stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-23: Reporting owner Lehmann William JR; Form 4; Security Employee nonqualified stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-23: Reporting owner Lehmann William JR; Form 4; Security Employee incentive stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-23 | Deans Robert J Officer (Sr. Vice President) | 4 | Employee nonqualified stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,061 1,061 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-12-23 | Deans Robert J Officer (Sr. Vice President) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,939 18,939 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-12-23 | Lehmann William JR Officer (President & COO) | 4 | Employee nonqualified stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,561 3,561 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-12-23 | Lehmann William JR Officer (President & COO) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,939 18,939 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-12-23 | Van Bokkelen Gil Director, Officer (Chmn & Chief Executive Officer) | 4 | Employee nonqualified stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,061 6,061 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-12-23 | Van Bokkelen Gil Director, Officer (Chmn & Chief Executive Officer) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,939 18,939 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-12-23 | Campbell Laura K Officer (Vice President) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-12-23 | Harrington John J Director, Officer (Chief Scientific Officer) | 4 | Employee nonqualified stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,561 3,561 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-12-23 | Harrington John J Director, Officer (Chief Scientific Officer) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,939 18,939 owned after | $5.28 exercise price | 2009-12-24 | |
| 2009-09-09 | Randall Lorin Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.35 exercise price | 2009-09-10 | |
| 2009-06-09 | MULLIGAN WILLIAM C Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2009-06-10 | |
| 2009-06-09 | SHEFFERY MICHAEL B Director, 10% Owner | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2009-06-10 | |
| 2009-06-09 | Davis Jordan Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2009-06-10 | |
| 2009-06-09 | MILNE GEORGE M JR Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2009-06-10 | |
| 2009-06-09 | LOOP FLOYD D MD Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.50 exercise price | 2009-06-10 |