ASHLAND INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-05: Reporting owner CHAMBERS LAMAR M; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-05: Reporting owner CHAMBERS LAMAR M; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-26: Reporting owner FERNANDEZ LUIS M; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-14: Reporting owner Solomon Walter H; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $53.33 exercise price | 2012-12-07 | |
| 2012-12-05 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 31,200 owned after | $10.72 exercise price | 2012-12-07 | |
| 2012-11-26 | FERNANDEZ LUIS M Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $69.15 | 2012-11-28 | |
| 2012-11-14 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300 6,300 owned after | $70.37 | 2012-11-16 | |
| 2012-11-14 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,800 5,800 owned after | $70.37 | 2012-11-16 | |
| 2012-11-14 | Ganz Peter Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,500 15,500 owned after | $70.37 | 2012-11-16 | |
| 2012-11-14 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,800 27,800 owned after | $70.37 exercise price | 2012-11-16 | |
| 2012-11-14 | PANICHELLA JOHN E Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,800 16,800 owned after | $70.37 | 2012-11-16 | |
| 2012-11-14 | Harris Theodore L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,100 13,100 owned after | $70.37 | 2012-11-16 | |
| 2012-11-14 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107,000 107,000 owned after | $70.37 exercise price | 2012-11-16 | |
| 2012-11-14 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,500 8,500 owned after | $70.37 | 2012-11-16 | |
| 2012-11-14 | POST STEVEN E. Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $70.37 | 2012-11-16 | |
| 2012-11-14 | Schumann Anne T. Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300 6,300 owned after | $70.37 | 2012-11-16 | |
| 2012-11-14 | MITCHELL SAMUEL J Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $70.37 exercise price | 2012-11-16 | |
| 2012-11-05 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,812 0 owned after | $49.79 exercise price | 2012-11-07 | |
| 2012-11-05 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 2,900 owned after | $37.69 exercise price | 2012-11-07 | |
| 2012-09-17 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 9,900 owned after | $10.72 exercise price | 2012-09-19 | |
| 2012-09-17 | MITCHELL SAMUEL J Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,375 0 owned after | $38.47 exercise price | 2012-09-19 | |
| 2012-09-17 | MITCHELL SAMUEL J Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $10.72 exercise price | 2012-09-19 | |
| 2012-09-10 | Schumann Anne T. Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $9.49 exercise price | 2012-09-12 | |
| 2012-09-10 | Schumann Anne T. Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,350 1,450 owned after | $37.69 exercise price | 2012-09-12 | |
| 2012-09-07 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,400 0 owned after | $10.72 exercise price | 2012-09-11 | |
| 2012-09-07 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 125,000 owned after | $10.72 exercise price | 2012-09-11 | |
| 2012-09-06 | Harris Theodore L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,562 0 owned after | $38.47 exercise price | 2012-09-10 | |
| 2012-09-06 | Harris Theodore L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $10.72 exercise price | 2012-09-10 | |
| 2012-08-27 | Panichella John E Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $10.72 exercise price | 2012-08-29 | |
| 2012-08-01 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,400 5,400 owned after | $10.72 exercise price | 2012-08-03 | |
| 2012-07-06 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −152,744 0 owned after | $49.79 exercise price | 2012-07-09 | |
| 2012-06-21 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,687 0 owned after | $38.47 exercise price | 2012-06-25 | |
| 2012-06-21 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,812 0 owned after | $49.79 exercise price | 2012-06-25 | |
| 2012-03-02 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,200 0 owned after | $10.72 exercise price | 2012-03-06 | |
| 2012-03-02 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,562 0 owned after | $38.47 exercise price | 2012-03-06 | |
| 2012-02-06 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −213,765 0 owned after | $38.47 exercise price | 2012-02-07 |