ASHLAND INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-14: Reporting owner WATERS FRANK L; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-14: Reporting owner Solomon Walter H; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-14: Reporting owner Shannon Michael J; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-14: Reporting owner Rijneveldshoek Peter H; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-14 | WATERS FRANK L Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | Shannon Michael J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | Rijneveldshoek Peter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | QUIN J MARVIN Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 105,000 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | Harris Theodore L Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-11-14 | CHAMBERS LAMAR M Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $53.33 exercise price | 2007-11-16 | |
| 2007-05-09 | Shannon Michael J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,877 1,959 owned after | $38.47 exercise price | 2007-05-11 | |
| 2007-02-16 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,672 2,672 owned after | $38.47 exercise price | 2007-02-21 |