ASHLAND INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-02: Reporting owner Solomon Walter H; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-02: Reporting owner Schumann Anne T.; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-02: Reporting owner Raymond Paul C; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-02: Reporting owner POST STEVEN E.; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-02 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | Schumann Anne T. Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | Raymond Paul C Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,700 9,700 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | POST STEVEN E. Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,700 9,700 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | Panichella John E Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,900 90,900 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | MITCHELL SAMUEL J Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,700 9,700 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,900 4,900 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | Harris Theodore L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | Ganz Peter Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,900 6,900 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-12-02 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,400 22,400 owned after | $55.56 exercise price | 2011-12-06 | |
| 2011-06-08 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,672 0 owned after | $38.47 exercise price | 2011-06-09 | |
| 2011-06-08 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,812 0 owned after | $49.79 exercise price | 2011-06-09 | |
| 2011-06-08 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 10,800 owned after | $10.72 exercise price | 2011-06-09 | |
| 2011-02-07 | Craycraft Robert M Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 0 owned after | $53.33 exercise price | 2011-02-09 |