ASHLAND INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows, 64 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-13: Reporting owner SCHAEFER GEORGE A JR; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-02: Reporting owner WARD MICHAEL J; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-02: Reporting owner WARD MICHAEL J; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-05: Reporting owner SCHAEFER GEORGE A JR; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-13 | SCHAEFER GEORGE A JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,937 0 owned after | $55.73 exercise price | 2015-11-16 | |
| 2014-09-02 | WARD MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,975 0 owned after | $42.58 exercise price | 2014-09-03 | |
| 2014-09-02 | WARD MICHAEL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,937 0 owned after | $55.73 exercise price | 2014-09-03 | |
| 2014-03-05 | SCHAEFER GEORGE A JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,975 0 owned after | $42.58 exercise price | 2014-03-06 | |
| 2012-11-19 | HALE ROGER W Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,937 0 owned after | $55.73 exercise price | 2012-11-20 | |
| 2012-11-19 | HALE ROGER W Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,975 0 owned after | $42.58 exercise price | 2012-11-20 | |
| 2012-11-15 | SCHAEFER GEORGE A JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,562 0 owned after | $19.11 exercise price | 2012-11-19 | |
| 2012-01-30 | HALE ROGER W Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,562 0 owned after | $32.82 exercise price | 2012-01-31 | |
| 2011-12-15 | SOLSO THEODORE M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,975 0 owned after | $42.58 exercise price | 2011-12-19 | |
| 2010-12-13 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $32.28 exercise price | 2010-12-15 | |
| 2010-12-13 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 0 owned after | $23.87 exercise price | 2010-12-15 | |
| 2010-12-01 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,687 0 owned after | $19.75 exercise price | 2010-12-02 | |
| 2010-12-01 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,562 0 owned after | $23.87 exercise price | 2010-12-02 | |
| 2010-03-22 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,124 0 owned after | $25.54 exercise price | 2010-03-24 | |
| 2010-02-22 | Solomon Walter H Officer (Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,603 0 owned after | $19.75 exercise price | 2010-02-24 | |
| 2010-02-22 | Solomon Walter H Officer (Vice President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,069 0 owned after | $23.87 exercise price | 2010-02-24 | |
| 2009-07-30 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,502 0 owned after | $25.71 exercise price | 2009-08-03 | |
| 2008-05-07 | CHAMBERS LAMAR M Officer (Controller) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 0 owned after | $33.69 | 2008-05-08 | |
| 2008-05-06 | CHAMBERS LAMAR M Officer (Controller) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,040 2,084 owned after | $33.69 | 2008-05-08 | |
| 2007-05-09 | HALE ROGER W Director | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,562 0 owned after | $19.11 exercise price | 2007-05-11 | |
| 2007-02-16 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,069 0 owned after | $23.87 exercise price | 2007-02-21 | |
| 2007-02-02 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,017 0 owned after | $19.75 exercise price | 2007-02-06 | |
| 2007-02-02 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 9,375 owned after | $23.87 exercise price | 2007-02-06 | |
| 2007-02-02 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,274 0 owned after | $25.54 exercise price | 2007-02-06 | |
| 2007-02-02 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,137 0 owned after | $25.71 exercise price | 2007-02-06 | |
| 2007-02-02 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,100 10,000 owned after | $32.28 exercise price | 2007-02-06 | |
| 2007-02-02 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,424 0 owned after | $33.69 exercise price | 2007-02-06 | |
| 2007-02-02 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,424 0 owned after | $37.46 exercise price | 2007-02-06 | |
| 2006-12-07 | WATERS FRANK L Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,017 0 owned after | $19.75 exercise price | 2006-12-11 | |
| 2006-12-07 | WATERS FRANK L Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,849 0 owned after | $25.54 exercise price | 2006-12-11 | |
| 2006-12-07 | WATERS FRANK L Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,424 0 owned after | $33.69 exercise price | 2006-12-11 | |
| 2006-12-07 | WATERS FRANK L Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,849 0 owned after | $37.46 exercise price | 2006-12-11 | |
| 2006-12-06 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,884 0 owned after | $23.87 exercise price | 2006-12-07 | |
| 2006-12-05 | QUIN J MARVIN Officer (Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,502 0 owned after | $25.54 exercise price | 2006-12-07 | |
| 2006-12-05 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,502 0 owned after | $23.87 exercise price | 2006-12-07 | |
| 2006-12-05 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,151 0 owned after | $25.54 exercise price | 2006-12-07 | |
| 2006-12-05 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,244 0 owned after | $32.82 exercise price | 2006-12-07 | |
| 2006-12-05 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,476 0 owned after | $48.36 exercise price | 2006-12-07 | |
| 2006-11-30 | CHAMBERS LAMAR M Officer (Controller) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,124 0 owned after | $37.46 exercise price | 2006-12-04 | |
| 2006-11-03 | Shannon Michael J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,603 0 owned after | $19.75 exercise price | 2006-11-06 | |
| 2006-11-03 | Shannon Michael J Officer (Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,850 0 owned after | $23.87 exercise price | 2006-11-06 | |
| 2006-10-19 holding as of filing | Solomon Walter H Officer (Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $23.20 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Solomon Walter H Officer (Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $28.04 exercise price | 2006-10-19 | ||
| 2006-04-18 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,322 90,968 owned after | $28.04 exercise price | 2006-04-20 | |
| 2006-03-28 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4/A | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,420 0 owned after | $23.20 exercise price | 2006-04-03 | |
| 2006-03-28 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,420 81,870 owned after | $28.04 exercise price | 2006-03-29 | |
| 2006-02-06 | QUIN J MARVIN Officer (Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,193 0 owned after | $39.58 exercise price | 2006-02-08 | |
| 2006-02-06 | QUIN J MARVIN Officer (Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,129 0 owned after | $44.01 exercise price | 2006-02-08 | |
| 2006-02-06 holding as of filing | Shannon Michael J Officer (Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $23.20 exercise price | 2006-02-06 | ||
| 2006-02-06 holding as of filing | Shannon Michael J Officer (Vice President) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $28.04 exercise price | 2006-02-06 | ||
| 2006-02-01 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,823 0 owned after | $23.20 exercise price | 2006-02-01 | |
| 2006-02-01 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,477 11,193 owned after | $30.00 exercise price | 2006-02-01 | |
| 2006-01-31 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −523 17,670 owned after | $30.00 exercise price | 2006-02-01 | |
| 2006-01-31 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,703 0 owned after | $39.58 exercise price | 2006-02-01 | |
| 2006-01-26 | DREW ERNEST H Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2006-01-26 | WARD MICHAEL J Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2006-01-26 | SOLSO THEODORE M Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2006-01-26 | SCHAEFER GEORGE A JR Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2006-01-26 | NOONAN PATRICK F Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2006-01-26 | LIGOCKI KATHLEEN Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2006-01-26 | JACKSON MANNIE L Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2006-01-26 | HEALY BERNADINE Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2006-01-26 | HALE ROGER W Director | 4 | Stock Options (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500 2,500 owned after | $65.48 exercise price | 2006-01-30 | |
| 2005-12-29 | CAPPELINE GARY A Officer (Senior Vice President) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,600 6,065 owned after | $28.04 exercise price | 2006-01-03 |