ASHLAND INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-15: Reporting owner WATERS FRANK L; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-15: Reporting owner Solomon Walter H; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-15: Reporting owner Shannon Michael J; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-15: Reporting owner Rijneveldshoek Peter H; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-15 | WATERS FRANK L Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,300 12,300 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,200 6,200 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | Shannon Michael J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,300 7,300 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | Rijneveldshoek Peter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,200 6,200 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | QUIN J MARVIN Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 29,000 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,300 12,300 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,200 25,200 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | Harris Theodore L Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,300 7,300 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,200 6,200 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-11-15 | CHAMBERS LAMAR M Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,200 6,200 owned after | $65.78 exercise price | 2006-11-17 | |
| 2006-10-19 holding as of filing | Solomon Walter H Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $45.19 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Solomon Walter H Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $58.50 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Rijneveldshoek Peter H Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $58.50 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Harris Theodore L Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $45.19 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Harris Theodore L Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $58.50 exercise price | 2006-10-19 | ||
| 2006-03-31 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,548 4,548 owned after | $45.19 exercise price | 2006-04-04 | |
| 2006-02-06 holding as of filing | Shannon Michael J Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $45.19 exercise price | 2006-02-06 | ||
| 2006-02-06 holding as of filing | Shannon Michael J Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $58.50 exercise price | 2006-02-06 | ||
| 2006-01-03 | CAPPELINE GARY A Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,225 21,226 owned after | $45.19 exercise price | 2006-01-05 |