ASHLAND INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-18: Reporting owner Solomon Walter H; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-18: Reporting owner Schumann Anne T.; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-18: Reporting owner Raymond Paul C; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-18: Reporting owner Panichella John E; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-18 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | Schumann Anne T. Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,800 5,800 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | Raymond Paul C Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,200 14,200 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | Panichella John E Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,200 14,200 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,400 103,400 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,200 14,200 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | HEITMAN WILLIAM J Officer (Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,200 20,200 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | Harris Theodore L Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,200 14,200 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | Craycraft Robert M Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $37.69 | 2009-11-20 | |
| 2009-11-18 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,700 23,700 owned after | $37.69 | 2009-11-20 | |
| 2009-08-20 holding as of filing | Schumann Anne T. Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $9.49 exercise price | 2009-08-20 |