ASHLAND INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-03: Reporting owner HEITMAN WILLIAM J; Form 3; Security Stock Appreciation Right; Transaction Holding.
- 2008-11-20: Reporting owner CHAMBERS LAMAR M; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-20: Reporting owner Craycraft Robert M; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-20: Reporting owner ESLER SUSAN B; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-03 holding as of filing | HEITMAN WILLIAM J Officer (Controller) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $10.72 exercise price | 2008-12-03 | ||
| 2008-11-20 | CHAMBERS LAMAR M Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,200 61,200 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | Craycraft Robert M Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,700 14,700 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | ESLER SUSAN B Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,800 14,800 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | Harris Theodore L Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | HAUSRATH DAVID L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,200 61,200 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | MITCHELL SAMUEL J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | OBRIEN JAMES J /KY Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | Panichella John E Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | Raymond Paul C Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | Rijneveldshoek Peter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 | Solomon Walter H Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,400 14,400 owned after | $10.72 exercise price | 2008-11-24 | |
| 2008-11-20 holding as of filing | Craycraft Robert M Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $38.47 exercise price | 2008-11-20 | ||
| 2008-11-20 holding as of filing | Craycraft Robert M Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $49.79 exercise price | 2008-11-20 | ||
| 2008-11-20 holding as of filing | Craycraft Robert M Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $53.33 exercise price | 2008-11-20 | ||
| 2008-11-20 holding as of filing | Craycraft Robert M Officer (Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $65.78 exercise price | 2008-11-20 | ||
| 2008-05-13 | Shannon Michael J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,959 0 owned after | $38.47 exercise price | 2008-05-15 | |
| 2008-05-13 | Shannon Michael J Officer (Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,218 4,406 owned after | $49.79 exercise price | 2008-05-15 |