ASHFORD INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-07: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2023-03-07: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2023-03-07: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-07 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2023-03-07 | |
| 2023-03-07 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2023-03-07 | |
| 2023-03-07 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2023-03-07 |