ASHFORD INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-27: Reporting owner Welter Jeremy; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2021-12-16: Reporting owner BENNETT ARCHIE JR; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2021-12-16: Reporting owner BENNETT ARCHIE JR; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2021-12-16: Reporting owner BENNETT ARCHIE JR; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-27 holding as of filing | Welter Jeremy Officer (President and COO), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2021-12-27 | |
| 2021-12-16 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2021-12-16 | |
| 2021-12-16 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-12-16 | |
| 2021-12-16 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-12-16 | |
| 2021-10-04 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2021-10-04 | |
| 2021-10-04 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-10-04 | |
| 2021-10-04 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-10-04 | |
| 2021-09-14 holding as of filing | Welter Jeremy Officer (President and COO), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2021-09-14 | |
| 2021-09-14 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2021-09-14 | |
| 2021-09-14 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2021-09-14 | |
| 2021-09-14 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2021-09-14 | |
| 2021-07-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2021-07-02 | |
| 2021-07-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-07-02 | |
| 2021-07-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-07-02 | |
| 2021-03-31 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2021-03-31 | |
| 2021-03-31 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-03-31 | |
| 2021-03-31 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-03-31 | |
| 2021-03-17 holding as of filing | Welter Jeremy Officer (President and COO), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2021-03-17 | |
| 2021-03-15 holding as of filing | Welter Jeremy Officer (President and COO), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2021-03-15 | |
| 2021-02-08 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2021-02-08 | |
| 2021-02-08 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2021-02-08 | |
| 2021-02-08 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2021-02-08 | |
| 2021-01-26 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2021-01-26 | |
| 2021-01-26 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2021-01-26 | |
| 2021-01-26 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2021-01-26 | |
| 2021-01-11 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2021-01-11 | |
| 2021-01-11 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2021-01-11 | |
| 2021-01-11 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2021-01-11 | |
| 2021-01-04 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2021-01-04 | |
| 2021-01-04 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-01-04 | |
| 2021-01-04 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2021-01-04 |