ASHFORD INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-07-08: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2022-07-08: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2022-07-08: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2022-07-08: Reporting owner Welter Jeremy; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-07-08 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2022-07-08 | |
| 2022-07-08 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2022-07-08 | |
| 2022-07-08 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2022-07-08 | |
| 2022-07-08 holding as of filing | Welter Jeremy Officer (President and COO), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2022-07-08 | |
| 2022-04-06 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4/A | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2022-04-06 | |
| 2022-04-06 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4/A | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2022-04-06 | |
| 2022-04-06 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4/A | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2022-04-06 | |
| 2022-03-17 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2022-03-17 | |
| 2022-03-17 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2022-03-17 | |
| 2022-03-17 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2022-03-17 |