ASHFORD INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-30: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2020-12-30: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2020-12-30: Reporting owner Bennett Monty J; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
- 2020-12-30: Reporting owner Welter Jeremy; Form 4; Security Series D Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-30 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-12-30 | |
| 2020-12-30 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-12-30 | |
| 2020-12-30 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-12-30 | |
| 2020-12-30 holding as of filing | Welter Jeremy Officer (President and COO), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2020-12-30 | |
| 2020-12-14 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-12-14 | |
| 2020-12-14 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-12-14 | |
| 2020-12-14 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-12-14 | |
| 2020-11-30 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-11-30 | |
| 2020-11-30 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-11-30 | |
| 2020-11-30 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-11-30 | |
| 2020-11-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-11-13 | |
| 2020-11-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-11-13 | |
| 2020-11-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-11-13 | |
| 2020-11-02 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-11-02 | |
| 2020-11-02 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-11-02 | |
| 2020-11-02 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-11-02 | |
| 2020-10-16 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-10-16 | |
| 2020-10-16 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-10-16 | |
| 2020-10-16 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-10-16 | |
| 2020-10-06 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-10-06 | |
| 2020-10-06 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-10-06 | |
| 2020-10-06 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-10-06 | |
| 2020-10-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2020-10-02 | |
| 2020-10-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2020-10-02 | |
| 2020-10-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2020-10-02 | |
| 2020-09-22 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-09-22 | |
| 2020-09-22 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-09-22 | |
| 2020-09-22 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-09-22 | |
| 2020-09-11 holding as of filing | Welter Jeremy Officer (President and COO), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2020-09-11 | |
| 2020-09-10 holding as of filing | Welter Jeremy Officer (President and COO), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2020-09-10 | |
| 2020-09-09 holding as of filing | Welter Jeremy Officer (President and COO) | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2020-09-09 | |
| 2020-09-04 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-09-04 | |
| 2020-09-04 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-09-04 | |
| 2020-09-04 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-09-04 | |
| 2020-09-03 holding as of filing | Welter Jeremy Officer (President and COO) | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2020-09-03 | |
| 2020-09-01 holding as of filing | Welter Jeremy Officer (President and COO) | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2020-09-01 | |
| 2020-08-25 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-08-25 | |
| 2020-08-25 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-08-25 | |
| 2020-08-25 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-08-25 | |
| 2020-08-10 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-08-10 | |
| 2020-08-10 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-08-10 | |
| 2020-08-10 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-08-10 | |
| 2020-07-24 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-07-24 | |
| 2020-07-24 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-07-24 | |
| 2020-07-24 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-07-24 | |
| 2020-07-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-07-13 | |
| 2020-07-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-07-13 | |
| 2020-07-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-07-13 | |
| 2020-07-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2020-07-02 | |
| 2020-07-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2020-07-02 | |
| 2020-07-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2020-07-02 | |
| 2020-06-26 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-06-26 | |
| 2020-06-26 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-06-26 | |
| 2020-06-26 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-06-26 | |
| 2020-06-15 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-06-15 | |
| 2020-06-15 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-06-15 | |
| 2020-06-15 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-06-15 | |
| 2020-05-29 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-05-29 | |
| 2020-05-29 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-05-29 | |
| 2020-05-29 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-05-29 | |
| 2020-05-19 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-05-19 | |
| 2020-05-19 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-05-19 | |
| 2020-05-19 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-05-19 | |
| 2020-04-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2020-04-02 | |
| 2020-04-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2020-04-02 | |
| 2020-04-02 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2020-04-02 | |
| 2020-03-13 holding as of filing | Welter Jeremy Officer (Co-President and COO) | 4 | Series D Convertible Preferred Stock Derivative · Direct | Holding | 32,400 owned after | $0.21 exercise price | 2020-03-13 | |
| 2020-03-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 9,047,300 owned after | $0.21 exercise price | 2020-03-13 | |
| 2020-03-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 80,000 owned after | $0.21 exercise price | 2020-03-13 | |
| 2020-03-13 holding as of filing | Bennett Monty J Director, Officer (CEO and Chairman of the Board), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 152,000 owned after | $0.21 exercise price | 2020-03-13 | |
| 2020-01-07 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | 9,199,300 owned after | $0.21 exercise price | 2020-01-07 | |
| 2020-01-07 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2020-01-07 | |
| 2020-01-07 holding as of filing | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 40,000 owned after | $0.21 exercise price | 2020-01-07 |