ASHFORD INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-31: Reporting owner BENNETT ARCHIE JR; Form 5; Security Series B Convertible Preferred Stock; Transaction G Bona fide gift.
- 2018-12-31: Reporting owner BENNETT ARCHIE JR; Form 5; Security Series B Convertible Preferred Stock; Transaction G Bona fide gift.
- 2018-12-31: Reporting owner BENNETT ARCHIE JR; Form 5; Security Series B Convertible Preferred Stock; Transaction G Bona fide gift.
- 2018-12-31: Reporting owner BENNETT ARCHIE JR; Form 5; Security Series B Convertible Preferred Stock; Transaction G Bona fide gift.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Direct · (m) | G Bona fide gift | −40,000 3,960,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Direct · (m) | G Bona fide gift | −40,000 3,920,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Direct · (m) | G Bona fide gift | −40,000 3,880,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Direct · (m) | G Bona fide gift | −40,000 3,840,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Direct · (m) | G Bona fide gift | −40,000 3,800,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Direct · (m) | G Bona fide gift | −40,000 3,760,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Direct · (m) | G Bona fide gift | −40,000 3,720,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | G Bona fide gift | +40,000 40,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-12-31 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | G Bona fide gift | +40,000 40,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-08-08 | BENNETT ARCHIE JR 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +4,000,000 4,000,000 owned after | $0.18 exercise price | 2019-02-14 | |
| 2018-08-08 | Bennett Monty J Director, Officer (Chief Executive Officer), 10% Owner | 5 | Series B Convertible Preferred Stock Derivative · Indirect · MJB Investments LP | J Other acquisition or disposition (describe transaction) | +4,000,000 4,000,000 owned after | $0.18 exercise price | 2019-02-14 |