ASHFORD INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 162 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-06: Reporting owner BENNETT ARCHIE JR; Form 4; Security Series D Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-11-06: Reporting owner BENNETT ARCHIE JR; Form 4; Security Series D Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-11-06: Reporting owner BENNETT ARCHIE JR; Form 4; Security Series D Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-06 | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +9,199,300 9,199,300 owned after | $0.21 exercise price | 2019-11-07 | |
| 2019-11-06 | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +40,000 40,000 owned after | $0.21 exercise price | 2019-11-07 | |
| 2019-11-06 | BENNETT ARCHIE JR 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +40,000 40,000 owned after | $0.21 exercise price | 2019-11-07 |