Asensus Surgical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-02-11: Reporting owner HSIAO JANE PH D; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-11: Reporting owner Heithoff Kenneth; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-11: Reporting owner Wayne Kevin; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-11: Reporting owner Davis Stewart B; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-02-11 | HSIAO JANE PH D Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.80 exercise price | 2009-02-13 | |
| 2009-02-11 | Heithoff Kenneth Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.80 exercise price | 2009-02-13 | |
| 2009-02-11 | Wayne Kevin Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.80 exercise price | 2009-02-13 | |
| 2009-02-11 | Davis Stewart B Officer (COO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $0.80 exercise price | 2009-02-13 | |
| 2009-02-11 | PFENNIGER RICHARD C JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.80 exercise price | 2009-02-13 | |
| 2009-02-11 | FROST PHILLIP MD ET AL 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.80 exercise price | 2009-02-12 | |
| 2009-02-11 | Filipi Charles Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.80 exercise price | 2009-02-12 | |
| 2009-02-11 | Jackson Adam S Officer (CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.80 exercise price | 2009-02-12 | |
| 2009-02-11 | Rubin Steven D Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.80 exercise price | 2009-02-12 | |
| 2009-02-11 | Spragens Jeffrey G Director, Officer (CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.80 exercise price | 2009-02-12 |