Asensus Surgical, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-09-23: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-09-14; Total offering amount $214,155.
- 2013-09-17: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-09-03; Total offering amount $160,372,455.
- 2013-09-12: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-09-03; Total offering amount $35,000,000.
- 2012-02-27: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-02-17; Total offering amount $8,317,600.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-09-23 | Rule 506(b) | Equity | 2016-09-14 | $214,155 | $115,690 | $98,465 | 1 |
| 2013-09-17 | Rule 506 | Equity | 2013-09-03 | $160,372,455 | $160,372,455 | $0 | 43 |
| 2013-09-12 | Rule 506 | Equity | 2013-09-03 | $35,000,000 | $30,178,818 | $4,821,182 | 19 |
| 2012-02-27 | Rule 506 | Equity | 2012-02-17 | $8,317,600 | $8,317,600 | $0 | 36 |
| 2010-06-24 | Rule 506 | Equity | 2010-06-15 | $4,978,000 | $4,978,000 | $0 | 20 |
| 2010-01-20 | Rule 506 | Equity | 2010-01-12 | $2,000,000 | $2,000,000 | $0 | 5 |