Asensus Surgical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-04-03: Reporting owner Jackson Adam S; Form 3; Security Stock Options; Transaction Holding.
- 2008-03-18: Reporting owner Rubin Steven D; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-03-18: Reporting owner HSIAO JANE PH D; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-03-18: Reporting owner Spragens Jeffrey G; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-04-03 holding as of filing | Jackson Adam S Officer (Chief Financial Officer) | 3 | Stock Options Derivative · Direct | Holding | $3.00 exercise price | 2008-04-03 | ||
| 2008-03-18 | Rubin Steven D Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $3.10 exercise price | 2008-03-20 | |
| 2008-03-18 | HSIAO JANE PH D Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.10 exercise price | 2008-03-20 | |
| 2008-03-18 | Spragens Jeffrey G Director, Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.10 exercise price | 2008-03-20 | |
| 2008-03-18 | PFENNIGER RICHARD C JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $3.10 exercise price | 2008-03-20 | |
| 2008-03-18 | Wayne Kevin Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.10 exercise price | 2008-03-20 | |
| 2008-03-18 | Davis Stewart B Officer (COO & Secretary) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.10 exercise price | 2008-03-20 | |
| 2008-03-18 | Heithoff Kenneth Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.10 exercise price | 2008-03-20 | |
| 2008-01-25 holding as of filing | KATZ STEPHEN Other (Fmr. Director and Fmr. Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 15,000 owned after | $0.73 exercise price | 2008-01-25 | |
| 2008-01-25 holding as of filing | KATZ STEPHEN Other (Fmr. Director and Fmr. Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 10,000 owned after | $0.99 exercise price | 2008-01-25 |