Asensus Surgical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-11: Reporting owner Davis Stewart B; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-06: Reporting owner Davis Stewart B; Form 3; Security Options to acquire Common Stock; Transaction Holding.
- 2007-08-28: Reporting owner KATZ STEPHEN; Form 4; Security Options to Purchase Common Stock; Transaction Holding.
- 2007-08-28: Reporting owner KATZ STEPHEN; Form 4; Security Options to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-11 | Davis Stewart B Officer (COO & Secretary) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,667 88,667 owned after | $2.60 exercise price | 2007-09-14 | |
| 2007-09-06 holding as of filing | Davis Stewart B Officer (COO & Secretary) | 3 | Options to acquire Common Stock Derivative · Direct | Holding | no price filed | 2007-09-06 | ||
| 2007-08-28 holding as of filing | KATZ STEPHEN Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 15,000 owned after | $0.73 exercise price | 2007-08-28 | |
| 2007-08-28 holding as of filing | KATZ STEPHEN Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 10,000 owned after | $0.99 exercise price | 2007-08-28 | |
| 2007-08-28 holding as of filing | ANGEL JOSHUA J Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 1,200 owned after | $0.69 exercise price | 2007-08-28 | |
| 2007-08-28 holding as of filing | ANGEL JOSHUA J Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 1,200 owned after | $0.72 exercise price | 2007-08-28 | |
| 2007-08-28 holding as of filing | ANGEL JOSHUA J Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 15,000 owned after | $0.73 exercise price | 2007-08-28 | |
| 2007-08-24 | KATZ STEPHEN Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −3,750 0 owned after | $2.75 exercise price | 2007-08-28 | |
| 2007-08-24 | KATZ STEPHEN Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −11,250 0 owned after | $2.75 exercise price | 2007-08-28 | |
| 2007-08-24 | KATZ STEPHEN Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −3,400 0 owned after | $3.28 exercise price | 2007-08-28 | |
| 2007-08-24 | KATZ STEPHEN Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −41,794 0 owned after | $8.00 exercise price | 2007-08-28 | |
| 2007-08-24 | KATZ STEPHEN Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −23,206 0 owned after | $8.00 exercise price | 2007-08-28 | |
| 2007-08-24 | KATZ STEPHEN Director, Officer (Chief Executive Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −5,000 0 owned after | $11.34 exercise price | 2007-08-28 | |
| 2007-08-24 | ANGEL JOSHUA J Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −1,200 0 owned after | $2.42 exercise price | 2007-08-28 | |
| 2007-08-24 | ANGEL JOSHUA J Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,000 0 owned after | $3.43 exercise price | 2007-08-28 |