Asensus Surgical, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-08-22: Reporting owner Fernando Anthony C. J.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-08-22: Reporting owner Fernando Anthony C. J.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-08-22: Reporting owner Fernando Anthony C. J.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-08-22: Reporting owner Fernando Anthony C. J.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-08-22 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,238,700 0 owned after | $0.00 | 2024-08-22 | |
| 2024-08-22 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $0.00 | 2024-08-22 | |
| 2024-08-22 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −162,300 0 owned after | $0.00 | 2024-08-22 | |
| 2024-08-22 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,477,400 0 owned after | $0.00 | 2024-08-22 | |
| 2024-08-22 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −116,666 0 owned after | $0.00 | 2024-08-22 | |
| 2024-08-22 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,417 0 owned after | $0.00 | 2024-08-22 | |
| 2024-08-22 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −330,300 0 owned after | $0.00 | 2024-08-22 | |
| 2024-08-22 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −660,600 0 owned after | $0.00 | 2024-08-22 | |
| 2024-04-21 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −81,521 0 owned after | $0.00 | 2024-04-23 | |
| 2024-04-21 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −271,739 0 owned after | $0.00 | 2024-04-23 | |
| 2024-02-06 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +660,600 660,600 owned after | $0.00 | 2024-02-06 | |
| 2024-02-06 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +330,300 330,300 owned after | $0.00 | 2024-02-06 | |
| 2024-02-06 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,477,400 2,477,400 owned after | $0.00 | 2024-02-06 | |
| 2024-02-06 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,238,700 1,238,700 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,704 0 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,704 0 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,417 62,417 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,417 62,417 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,334 116,666 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,333 116,667 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −234,086 0 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −234,086 0 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −162,300 162,300 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −162,300 162,300 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 250,000 owned after | $0.00 | 2024-02-06 | |
| 2024-02-04 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 250,000 owned after | $0.00 | 2024-02-06 |