Asensus Surgical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-08-22: Reporting owner Fernando Anthony C. J.; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-08-22: Reporting owner Shameze Rampertab; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-02-06: Reporting owner Shameze Rampertab; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-02-06: Reporting owner Fernando Anthony C. J.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-08-22 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,488,100 0 owned after | $0.26 exercise price | 2024-08-22 | |
| 2024-08-22 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −396,800 0 owned after | $0.26 exercise price | 2024-08-22 | |
| 2024-02-06 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +396,800 396,800 owned after | $0.26 exercise price | 2024-02-06 | |
| 2024-02-06 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,488,100 1,488,100 owned after | $0.26 exercise price | 2024-02-06 |