ANNEXON, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-07-16: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-06-30; Total offering amount $101,999,983.
- 2018-12-19: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-12-07; Total offering amount $84,999,985.
- 2011-08-22: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-08-16; Total offering amount $999,999.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2020-07-16 | Rule 506(b) | Equity | 2020-06-30 | $101,999,983 | $101,999,983 | $0 | 17 |
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| 2018-12-19 | Rule 506(b) | Equity | 2018-12-07 | $84,999,985 | $44,999,994 | $39,999,991 | 10 |
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| 2011-08-22 | Rule 506 | Equity | 2011-08-16 | $999,999 | $999,999 | $0 | 1 |
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