AFFYMETRIX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-29: Reporting owner Wood Gavin; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-29: Reporting owner Wood Gavin; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-29: Reporting owner Wood Gavin; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-29: Reporting owner Wood Gavin; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-29 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $8.71 exercise price | 2014-12-30 | |
| 2014-12-29 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.97 exercise price | 2014-12-30 | |
| 2014-12-29 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 0 owned after | $4.22 exercise price | 2014-12-30 | |
| 2014-12-29 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,900 1,300 owned after | $5.31 exercise price | 2014-12-30 | |
| 2014-06-03 | WAYMAN ROBERT PAUL Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.23 exercise price | 2014-06-04 | |
| 2014-02-13 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Comon Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $7.55 exercise price | 2014-02-13 | |
| 2014-02-13 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $7.55 exercise price | 2014-02-13 | |
| 2014-02-13 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $7.55 exercise price | 2014-02-13 | |
| 2014-02-13 | Witney Frank Director, Officer (President and CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $7.55 exercise price | 2014-02-13 |