AFFYMETRIX INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-03: Reporting owner NACHTSHEIM JAMI K; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-06-03: Reporting owner GUTHART GARY S; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-03-21: Reporting owner WAYMAN ROBERT PAUL; Form 3; Security No securities are beneficially owned.; Transaction Holding.
- 2007-01-09: Reporting owner King Kevin M; Form 3; Security No securities are beneficially owned.; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-03 | NACHTSHEIM JAMI K Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.23 exercise price | 2014-06-04 | |
| 2014-06-03 | GUTHART GARY S Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.23 exercise price | 2014-06-04 | |
| 2007-03-21 holding as of filing | WAYMAN ROBERT PAUL Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-03-21 | |
| 2007-01-09 holding as of filing | King Kevin M Officer (EVP & President, Life Sciences) | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-01-09 | |
| 2006-05-05 holding as of filing | Kreiner Thane Officer (SVP, Marketing & Sales) | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-05-05 | |
| 2006-02-16 holding as of filing | Trice Robert H Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-02-16 |