AFFYMETRIX INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-31: Reporting owner Weber David A; Form 4; Security Performance RSUs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-03-31: Reporting owner Last Andrew J.; Form 4; Security Performance RSUs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-03-31: Reporting owner Wood Gavin; Form 4; Security Performance RSUs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-03-31: Reporting owner Witney Frank; Form 4; Security Performance RSUs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-31 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Performance RSUs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,072 0 owned after | no price filed | 2016-04-01 | |
| 2016-03-31 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Performance RSUs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,817 0 owned after | no price filed | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Performance RSUs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,504 0 owned after | no price filed | 2016-04-01 | |
| 2016-03-31 | Witney Frank Director, Officer (President and CEO) | 4 | Performance RSUs Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −213,867 0 owned after | no price filed | 2016-04-01 |