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AFFYMETRIX INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

AFFYMETRIX INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2016-03-31: Reporting owner Weber David A; Form 4; Security Performance RSUs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2016-03-31: Reporting owner Last Andrew J.; Form 4; Security Performance RSUs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2016-03-31: Reporting owner Wood Gavin; Form 4; Security Performance RSUs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2016-03-31: Reporting owner Witney Frank; Form 4; Security Performance RSUs; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2016-03-31Weber David A
Officer (EVP, Chief Commercial Officer)
4Performance RSUs
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,072
0 owned after
no price filed2016-04-01
2016-03-31Last Andrew J.
Officer (EVP, Chief Operating Officer)
4Performance RSUs
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,817
0 owned after
no price filed2016-04-01
2016-03-31Wood Gavin
Officer (EVP, Chief Financial Officer)
4Performance RSUs
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−26,504
0 owned after
no price filed2016-04-01
2016-03-31Witney Frank
Director, Officer (President and CEO)
4Performance RSUs
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−213,867
0 owned after
no price filed2016-04-01