AFFYMETRIX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-26: Reporting owner Witney Frank; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-22: Reporting owner Weber David A; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-19: Reporting owner Weber David A; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-18: Reporting owner Weber David A; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-26 | Witney Frank Director, Officer (President and CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 150,000 owned after | $6.71 exercise price | 2015-06-29 | |
| 2015-06-22 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,390 69,429 owned after | $3.86 exercise price | 2015-06-23 | |
| 2015-06-19 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,180 82,819 owned after | $3.86 exercise price | 2015-06-22 | |
| 2015-06-18 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,001 85,999 owned after | $3.86 exercise price | 2015-06-22 | |
| 2015-06-04 | Witney Frank Director, Officer (President and CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 225,000 owned after | $6.71 exercise price | 2015-06-05 | |
| 2015-05-13 | PIGLIUCCI RICCARDO Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.37 exercise price | 2015-05-15 | |
| 2015-05-13 | PIGLIUCCI RICCARDO Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,053 5,053 owned after | $12.37 exercise price | 2015-05-15 | |
| 2015-05-13 | Trice Robert H Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,053 5,053 owned after | $12.37 exercise price | 2015-05-15 | |
| 2015-05-13 | RAINES MERILEE Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,053 5,053 owned after | $12.37 exercise price | 2015-05-15 | |
| 2015-05-13 | GUTHART GARY S Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,053 5,053 owned after | $12.37 exercise price | 2015-05-15 | |
| 2015-05-13 | CHAN NELSON C Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,053 5,053 owned after | $12.37 exercise price | 2015-05-15 | |
| 2015-05-13 | NACHTSHEIM JAMI K Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,053 5,053 owned after | $12.37 exercise price | 2015-05-15 | |
| 2015-03-25 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $5.29 exercise price | 2015-03-26 | |
| 2015-03-25 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 50,000 owned after | $4.22 exercise price | 2015-03-26 | |
| 2015-02-19 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Comon Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.88 exercise price | 2015-02-19 | |
| 2015-02-19 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,100 26,100 owned after | $11.88 exercise price | 2015-02-19 | |
| 2015-02-19 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,300 31,300 owned after | $11.88 exercise price | 2015-02-19 | |
| 2015-02-19 | Witney Frank Director, Officer (President and CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,400 58,400 owned after | $11.88 exercise price | 2015-02-19 | |
| 2015-02-17 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 3,900 owned after | $5.31 exercise price | 2015-02-18 | |
| 2015-01-20 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 67,500 owned after | $5.57 exercise price | 2015-01-21 | |
| 2015-01-12 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200 0 owned after | $10.29 exercise price | 2015-01-14 | |
| 2015-01-12 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $8.29 exercise price | 2015-01-14 | |
| 2015-01-12 | RAINES MERILEE Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.69 exercise price | 2015-01-14 |