AFFYMETRIX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-31: Reporting owner Weber David A; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-03-31: Reporting owner Weber David A; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-03-31: Reporting owner Weber David A; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-03-31: Reporting owner Weber David A; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-31 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,429 0 owned after | $3.86 exercise price | 2016-04-01 | |
| 2016-03-31 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $3.84 exercise price | 2016-04-01 | |
| 2016-03-31 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $7.55 exercise price | 2016-04-01 | |
| 2016-03-31 | Weber David A Officer (EVP, Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,100 0 owned after | $11.88 exercise price | 2016-04-01 | |
| 2016-03-31 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.22 exercise price | 2016-04-01 | |
| 2016-03-31 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,000 0 owned after | $5.31 exercise price | 2016-04-01 | |
| 2016-03-31 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $4.85 exercise price | 2016-04-01 | |
| 2016-03-31 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $3.84 exercise price | 2016-04-01 | |
| 2016-03-31 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $7.55 exercise price | 2016-04-01 | |
| 2016-03-31 | Last Andrew J. Officer (EVP, Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,300 0 owned after | $11.88 exercise price | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $4.85 exercise price | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.16 exercise price | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $3.91 exercise price | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $3.77 exercise price | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $3.77 exercise price | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,500 0 owned after | $5.57 exercise price | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $7.55 exercise price | 2016-04-01 | |
| 2016-03-31 | Wood Gavin Officer (EVP, Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.88 exercise price | 2016-04-01 | |
| 2016-03-31 | Witney Frank Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $6.71 exercise price | 2016-04-01 | |
| 2016-03-31 | Witney Frank Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $3.84 exercise price | 2016-04-01 | |
| 2016-03-31 | Witney Frank Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $7.55 exercise price | 2016-04-01 | |
| 2016-03-31 | Witney Frank Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,400 0 owned after | $11.88 exercise price | 2016-04-01 | |
| 2016-03-31 | Trice Robert H Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,778 0 owned after | $5.74 exercise price | 2016-04-01 | |
| 2016-03-31 | Trice Robert H Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,053 0 owned after | $12.37 exercise price | 2016-04-01 | |
| 2016-03-31 | RAINES MERILEE Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $10.69 exercise price | 2016-04-01 | |
| 2016-03-31 | RAINES MERILEE Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,053 0 owned after | $12.37 exercise price | 2016-04-01 | |
| 2016-03-31 | PIGLIUCCI RICCARDO Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,053 0 owned after | $12.37 exercise price | 2016-04-01 | |
| 2016-03-31 | PIGLIUCCI RICCARDO Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $12.37 exercise price | 2016-04-01 | |
| 2016-03-31 | GUTHART GARY S Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $4.90 exercise price | 2016-04-01 | |
| 2016-03-31 | GUTHART GARY S Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,778 0 owned after | $5.74 exercise price | 2016-04-01 | |
| 2016-03-31 | GUTHART GARY S Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,841 0 owned after | $6.51 exercise price | 2016-04-01 | |
| 2016-03-31 | GUTHART GARY S Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $5.88 exercise price | 2016-04-01 | |
| 2016-03-31 | GUTHART GARY S Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $5.07 exercise price | 2016-04-01 | |
| 2016-03-31 | GUTHART GARY S Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $8.23 exercise price | 2016-04-01 | |
| 2016-03-31 | GUTHART GARY S Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,053 0 owned after | $12.37 exercise price | 2016-04-01 | |
| 2016-03-31 | CHAN NELSON C Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $7.85 exercise price | 2016-04-01 | |
| 2016-03-31 | CHAN NELSON C Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,841 0 owned after | $6.51 exercise price | 2016-04-01 | |
| 2016-03-31 | CHAN NELSON C Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,053 0 owned after | $12.37 exercise price | 2016-04-01 | |
| 2016-03-31 | NACHTSHEIM JAMI K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $7.85 exercise price | 2016-04-01 | |
| 2016-03-31 | NACHTSHEIM JAMI K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.88 exercise price | 2016-04-01 | |
| 2016-03-31 | NACHTSHEIM JAMI K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.07 exercise price | 2016-04-01 | |
| 2016-03-31 | NACHTSHEIM JAMI K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.68 exercise price | 2016-04-01 | |
| 2016-03-31 | NACHTSHEIM JAMI K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $8.23 exercise price | 2016-04-01 | |
| 2016-03-31 | NACHTSHEIM JAMI K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,053 0 owned after | $12.37 exercise price | 2016-04-01 |