AFFYMETRIX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-17: Reporting owner RUNKEL JOHN F JR; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-17: Reporting owner Last Andrew J.; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-17: Reporting owner BARABE TIMOTHY C; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-21: Reporting owner Witney Frank; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-17 | RUNKEL JOHN F JR Officer (EVP and General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $4.85 exercise price | 2011-11-18 | |
| 2011-11-17 | Last Andrew J. Officer (Chief Commercial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.85 exercise price | 2011-11-18 | |
| 2011-11-17 | BARABE TIMOTHY C Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.85 exercise price | 2011-11-18 | |
| 2011-07-21 | Witney Frank Director, Officer (President and CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $6.71 exercise price | 2011-07-22 | |
| 2011-05-05 | WAYMAN ROBERT PAUL Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.88 exercise price | 2011-05-09 | |
| 2011-05-05 | NACHTSHEIM JAMI K Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.88 exercise price | 2011-05-09 | |
| 2011-05-05 | GUTHART GARY S Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.88 exercise price | 2011-05-09 | |
| 2011-05-05 | FODOR STEPHEN P A Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.88 exercise price | 2011-05-09 | |
| 2011-02-17 | RUNKEL JOHN F JR Officer (EVP and General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $5.31 exercise price | 2011-02-22 | |
| 2011-02-17 | Last Andrew J. Officer (Chief Commercial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,000 51,000 owned after | $5.31 exercise price | 2011-02-22 | |
| 2011-02-17 | King Kevin M Director, Officer (President and CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,400 106,400 owned after | $5.31 exercise price | 2011-02-22 | |
| 2011-02-17 | BARABE TIMOTHY C Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,000 51,000 owned after | $5.31 exercise price | 2011-02-22 |