Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-15: Reporting owner IGER ROBERT A; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-02: Reporting owner Forstall Scott J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-02: Reporting owner MANSFIELD ROBERT J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-02: Reporting owner OPPENHEIMER PETER; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-15 | IGER ROBERT A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,976 +142 as filed 3,976 owned after | $0.00 | $13.89 | 2011-11-17 |
| 2011-11-02 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 +150,000 as filed 4,200,000 owned after | $0.00 | $14.19 | 2011-11-04 |
| 2011-11-02 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 +150,000 as filed 4,200,000 owned after | $0.00 | $14.19 | 2011-11-04 |
| 2011-11-02 | OPPENHEIMER PETER Officer (Senior Vice President, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 +150,000 as filed 4,200,000 owned after | $0.00 | $14.19 | 2011-11-04 |
| 2011-11-02 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 +150,000 as filed 4,200,000 owned after | $0.00 | $14.19 | 2011-11-04 |
| 2011-11-02 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 +150,000 as filed 4,200,000 owned after | $0.00 | $14.19 | 2011-11-04 |
| 2011-11-02 | SEWELL D BRUCE Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 +150,000 as filed 4,200,000 owned after | $0.00 | $14.19 | 2011-11-04 |
| 2011-11-02 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $14.19 | 2011-11-04 |
| 2011-10-18 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 0 owned after | no price filed | $15.08 | 2011-10-20 |
| 2011-10-18 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | no price filed | $15.08 | 2011-10-20 |
| 2011-10-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 420,000 owned after | no price filed | $15.07 | 2011-10-18 |
| 2011-10-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 210,000 owned after | no price filed | $15.07 | 2011-10-18 |
| 2011-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 −1,875 as filed 105,000 owned after | no price filed | $15.07 | 2011-10-18 |
| 2011-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 −1,500 as filed 168,000 owned after | no price filed | $15.07 | 2011-10-18 |
| 2011-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,500 −875 as filed 147,000 owned after | no price filed | $15.07 | 2011-10-18 |
| 2011-10-15 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 210,000 owned after | no price filed | $15.07 | 2011-10-18 |
| 2011-10-15 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 280,000 owned after | no price filed | $15.07 | 2011-10-18 |
| 2011-10-10 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +224,000 +8,000 as filed 224,000 owned after | $0.00 | $13.89 | 2011-10-12 |
| 2011-09-21 | SEWELL D BRUCE Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 1,400,000 owned after | no price filed | $14.72 | 2011-09-23 |
| 2011-09-11 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 280,000 owned after | no price filed | $13.48 | 2011-09-13 |
| 2011-09-02 holding as of filing | Cue Eduardo H Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-09-02 | ||
| 2011-09-02 holding as of filing | Cue Eduardo H Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-09-02 | ||
| 2011-09-02 holding as of filing | Cue Eduardo H Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-09-02 | ||
| 2011-09-02 holding as of filing | Cue Eduardo H Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-09-02 | ||
| 2011-09-02 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $13.36 | 2011-09-02 |
| 2011-08-24 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000,000 +1,000,000 as filed 28,000,000 owned after | $0.00 | $13.44 | 2011-08-26 |
| 2011-04-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 525,000 owned after | no price filed | $11.70 | 2011-04-19 |
| 2011-04-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 315,000 owned after | no price filed | $11.70 | 2011-04-19 |
| 2011-04-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 −1,875 as filed 157,500 owned after | no price filed | $11.70 | 2011-04-19 |
| 2011-04-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 −1,500 as filed 210,000 owned after | no price filed | $11.70 | 2011-04-19 |
| 2011-04-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,500 −875 as filed 171,500 owned after | no price filed | $11.70 | 2011-04-19 |
| 2011-03-10 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050,000 −37,500 as filed 1,050,000 owned after | no price filed | $12.38 | 2011-03-14 |
| 2011-02-23 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,352 +584 as filed 16,352 owned after | $0.00 | $12.24 | 2011-02-24 |
| 2011-02-23 | CAMPBELL WILLIAM V Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,352 +584 as filed 16,352 owned after | $0.00 | $12.24 | 2011-02-24 |
| 2011-02-23 | DREXLER MILLARD S Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,352 +584 as filed 16,352 owned after | $0.00 | $12.24 | 2011-02-24 |
| 2011-02-23 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,352 +584 as filed 16,352 owned after | $0.00 | $12.24 | 2011-02-24 |
| 2011-02-23 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,352 +584 as filed 16,352 owned after | $0.00 | $12.24 | 2011-02-24 |
| 2011-02-23 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,352 +584 as filed 16,352 owned after | $0.00 | $12.24 | 2011-02-24 |
| 2011-02-01 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,180 −185 as filed 0 owned after | no price filed | $12.32 | 2011-02-03 |
| 2011-02-01 | CAMPBELL WILLIAM V Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,720 −990 as filed 0 owned after | no price filed | $12.32 | 2011-02-03 |
| 2011-02-01 | DREXLER MILLARD S Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,720 −990 as filed 0 owned after | no price filed | $12.32 | 2011-02-03 |
| 2011-02-01 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,720 −990 as filed 0 owned after | no price filed | $12.32 | 2011-02-03 |
| 2011-02-01 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,720 −990 as filed 0 owned after | no price filed | $12.32 | 2011-02-03 |