Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2004. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2004-03-24: Reporting owner COOK TIMOTHY D; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2004-03-24: Reporting owner HEINEN NANCY R; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2004-03-24: Reporting owner JOHNSON RONALD B; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2004-03-24: Reporting owner OPPENHEIMER PETER; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2004-03-24 | COOK TIMOTHY D Officer (Executive Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,400,000 +300,000 as filed 8,400,000 owned after | no price filed | $0.46 | 2004-03-26 |
| 2004-03-24 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600,000 +200,000 as filed 5,600,000 owned after | no price filed | $0.46 | 2004-03-26 |
| 2004-03-24 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 +250,000 as filed 7,000,000 owned after | no price filed | $0.46 | 2004-03-26 |
| 2004-03-24 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 +250,000 as filed 7,000,000 owned after | no price filed | $0.46 | 2004-03-26 |
| 2004-03-24 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 +250,000 as filed 7,000,000 owned after | no price filed | $0.46 | 2004-03-26 |
| 2004-03-24 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 +250,000 as filed 7,000,000 owned after | no price filed | $0.46 | 2004-03-26 |
| 2004-03-24 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 +250,000 as filed 7,000,000 owned after | no price filed | $0.46 | 2004-03-26 |
| 2004-03-24 | TAMADDON SINA Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 +250,000 as filed 7,000,000 owned after | no price filed | $0.46 | 2004-03-26 |
| 2004-03-24 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600,000 +200,000 as filed 5,600,000 owned after | no price filed | $0.46 | 2004-03-26 |