Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-01: Reporting owner COOPERMAN DANIEL; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-10-18: Reporting owner Fadell Anthony; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-10-12: Reporting owner RAFAEL BETSY; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-26: Reporting owner MANSFIELD ROBERT J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-01 | COOPERMAN DANIEL Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −931,000 −33,250 as filed 2,793,000 owned after | no price filed | $3.84 | 2008-11-04 |
| 2008-10-18 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Indirect · By Wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 −6,250 as filed 525,000 owned after | no price filed | $3.48 | 2008-10-21 |
| 2008-10-12 | RAFAEL BETSY Officer (VP, Controller and PAO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +420,000 +15,000 as filed 420,000 owned after | $0.00 | $3.46 | 2009-01-09 |
| 2008-09-26 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,360,000 +120,000 as filed 3,360,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-26 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,360,000 +120,000 as filed 3,360,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-26 | IVE JONATHAN P Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,360,000 +120,000 as filed 3,360,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-26 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,360,000 +120,000 as filed 3,360,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-26 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,360,000 +120,000 as filed 3,360,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-26 | COOPERMAN DANIEL Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,680,000 +60,000 as filed 1,680,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-26 | OPPENHEIMER PETER Officer (Senior Vice President & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 +150,000 as filed 4,200,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-26 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200,000 +150,000 as filed 4,200,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-26 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600,000 +200,000 as filed 5,600,000 owned after | $0.00 | $4.58 | 2008-09-26 |
| 2008-09-11 | RAFAEL BETSY Officer (VP, Controller and PAO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 1,120,000 owned after | no price filed | $5.45 | 2008-09-12 |
| 2008-08-30 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −5,000 as filed 140,000 owned after | no price filed | $6.05 | 2008-09-03 |
| 2008-08-30 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −5,000 as filed 140,000 owned after | no price filed | $6.05 | 2008-09-03 |
| 2008-08-30 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −5,000 as filed 140,000 owned after | no price filed | $6.05 | 2008-09-03 |
| 2008-08-29 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 700,000 owned after | no price filed | $6.05 | 2008-09-03 |
| 2008-07-19 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050,000 −37,500 as filed 1,050,000 owned after | no price filed | $5.90 | 2008-07-22 |
| 2008-05-28 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 +25,000 as filed 700,000 owned after | $0.00 | $6.68 | 2008-05-30 |
| 2008-05-28 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 +25,000 as filed 700,000 owned after | $0.00 | $6.68 | 2008-05-30 |
| 2008-03-24 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400,000 −300,000 as filed 0 owned after | no price filed | $4.98 | 2008-03-26 |
| 2008-03-24 | OPPENHEIMER PETER Officer (Senior Vice President & CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 0 owned after | no price filed | $4.98 | 2008-03-26 |
| 2008-03-24 | TAMADDON SINA Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 0 owned after | no price filed | $4.98 | 2008-03-26 |
| 2008-03-24 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 0 owned after | no price filed | $4.98 | 2008-03-26 |
| 2008-03-24 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 0 owned after | no price filed | $4.98 | 2008-03-26 |
| 2008-03-24 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 0 owned after | no price filed | $4.98 | 2008-03-26 |
| 2008-03-24 | IVE JONATHAN P Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600,000 −200,000 as filed 0 owned after | no price filed | $4.98 | 2008-03-26 |
| 2008-03-24 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000,000 −250,000 as filed 0 owned after | no price filed | $4.98 | 2008-03-26 |
| 2008-01-14 holding as of filing | Forstall Scott J Officer (Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-14 holding as of filing | Forstall Scott J Officer (Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-14 holding as of filing | Forstall Scott J Officer (Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-14 holding as of filing | MANSFIELD ROBERT J Officer (Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-14 holding as of filing | MANSFIELD ROBERT J Officer (Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-14 holding as of filing | MANSFIELD ROBERT J Officer (Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-14 holding as of filing | IVE JONATHAN P Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-14 holding as of filing | IVE JONATHAN P Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-14 holding as of filing | IVE JONATHAN P Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-14 | ||
| 2008-01-11 holding as of filing | RAFAEL BETSY Officer (VP, Controller and PAO) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2008-01-11 |