Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-12: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-16: Reporting owner SUGAR RONALD D; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-10-18: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-10-15: Reporting owner RAFAEL BETSY; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-12 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | no price filed | $11.45 | 2010-12-14 |
| 2010-11-16 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,180 +185 as filed 5,180 owned after | $0.00 | $10.77 | 2010-11-17 |
| 2010-10-18 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 280,000 owned after | no price filed | $11.36 | 2010-10-19 |
| 2010-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 −1,875 as filed 210,000 owned after | no price filed | $11.24 | 2010-10-19 |
| 2010-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 −1,500 as filed 252,000 owned after | no price filed | $11.24 | 2010-10-19 |
| 2010-10-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 630,000 owned after | no price filed | $11.24 | 2010-10-19 |
| 2010-10-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 420,000 owned after | no price filed | $11.24 | 2010-10-19 |
| 2010-10-05 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +196,000 +7,000 as filed 196,000 owned after | $0.00 | $10.32 | 2011-02-04 |
| 2010-09-21 | SEWELL D BRUCE Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 2,100,000 owned after | no price filed | $10.13 | 2010-09-23 |
| 2010-09-21 | SEWELL D BRUCE Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $10.13 | 2010-09-23 |
| 2010-09-21 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $10.13 | 2010-09-23 |
| 2010-09-21 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500,000 +125,000 as filed 3,500,000 owned after | $0.00 | $10.13 | 2010-09-23 |
| 2010-09-21 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $10.13 | 2010-09-23 |
| 2010-09-21 | OPPENHEIMER PETER Officer (Senior Vice President, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $10.13 | 2010-09-23 |
| 2010-09-21 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $10.13 | 2010-09-23 |
| 2010-09-21 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $10.13 | 2010-09-23 |
| 2010-09-21 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $10.13 | 2010-09-23 |
| 2010-09-11 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 560,000 owned after | no price filed | $9.41 | 2010-09-14 |
| 2010-07-19 holding as of filing | WILLIAMS JEFFREY E Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | WILLIAMS JEFFREY E Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | WILLIAMS JEFFREY E Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | WILLIAMS JEFFREY E Officer (Senior Vice President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-07-19 | ||
| 2010-04-24 | Papermaster Mark D Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525,000 −18,750 as filed 1,575,000 owned after | no price filed | $9.67 | 2010-04-27 |
| 2010-04-15 | RAFAEL BETSY Officer (VP, Controller and PAO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 −1,875 as filed 262,500 owned after | no price filed | $8.89 | 2010-04-19 |
| 2010-04-15 | RAFAEL BETSY Officer (VP, Controller and PAO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 −1,500 as filed 294,000 owned after | no price filed | $8.89 | 2010-04-19 |
| 2010-03-24 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | no price filed | $8.19 | 2010-03-25 |
| 2010-03-24 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 0 owned after | no price filed | $8.19 | 2010-03-25 |
| 2010-03-24 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −50,000 as filed 0 owned after | no price filed | $8.19 | 2010-03-25 |
| 2010-03-24 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 0 owned after | no price filed | $8.19 | 2010-03-25 |
| 2010-03-24 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400,000 −300,000 as filed 0 owned after | no price filed | $8.19 | 2010-03-25 |
| 2010-03-24 | OPPENHEIMER PETER Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600,000 −200,000 as filed 0 owned after | no price filed | $8.19 | 2010-03-25 |
| 2010-03-24 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 0 owned after | no price filed | $8.19 | 2010-03-25 |
| 2010-03-24 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 0 owned after | no price filed | $8.19 | 2010-03-25 |
| 2010-03-10 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,100,000 +75,000 as filed 2,100,000 owned after | $0.00 | $8.03 | 2010-03-12 |
| 2010-02-25 | YORK JEROME B Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,720 +990 as filed 27,720 owned after | $0.00 | $7.21 | 2010-02-26 |
| 2010-02-25 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,720 +990 as filed 27,720 owned after | $0.00 | $7.21 | 2010-02-26 |
| 2010-02-25 | DREXLER MILLARD S Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,720 +990 as filed 27,720 owned after | $0.00 | $7.21 | 2010-02-26 |
| 2010-02-25 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,720 +990 as filed 27,720 owned after | $0.00 | $7.21 | 2010-02-26 |
| 2010-02-25 | CAMPBELL WILLIAM V Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,720 +990 as filed 27,720 owned after | $0.00 | $7.21 | 2010-02-26 |