Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-15: Reporting owner FEDERIGHI CRAIG; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-20: Reporting owner Browett John; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-15: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-15: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-15 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 105,000 owned after | no price filed | $18.21 | 2012-12-18 |
| 2012-10-20 | Browett John Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −5,000 as filed 2,660,000 owned after | no price filed | $21.78 | 2012-10-23 |
| 2012-10-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 0 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 210,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 420,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 0 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 210,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 −1,875 as filed 210,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 −1,875 as filed 0 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 −1,500 as filed 84,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 −1,000 as filed 168,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,500 −875 as filed 98,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 −1,250 as filed 70,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 −1,250 as filed 140,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 0 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-10-15 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 140,000 owned after | no price filed | $22.67 | 2012-10-17 |
| 2012-09-21 | SEWELL D BRUCE Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 700,000 owned after | no price filed | $25.00 | 2012-09-25 |
| 2012-09-15 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 −6,250 as filed 1,050,000 owned after | no price filed | $24.69 | 2012-09-18 |
| 2012-09-11 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | no price filed | $23.59 | 2012-09-13 |
| 2012-09-04 holding as of filing | FEDERIGHI CRAIG Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | FEDERIGHI CRAIG Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | FEDERIGHI CRAIG Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | FEDERIGHI CRAIG Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | FEDERIGHI CRAIG Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | Riccio Daniel J. Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | Riccio Daniel J. Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | Riccio Daniel J. Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | Riccio Daniel J. Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-09-04 holding as of filing | Riccio Daniel J. Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-09-04 | ||
| 2012-04-20 | Browett John Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 +100,000 as filed 2,800,000 owned after | $0.00 | $20.46 | 2012-04-25 |
| 2012-04-15 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 105,000 owned after | no price filed | $21.62 | 2012-04-17 |
| 2012-04-15 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 210,000 owned after | no price filed | $21.62 | 2012-04-17 |
| 2012-04-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 −1,875 as filed 52,500 owned after | no price filed | $21.62 | 2012-04-17 |
| 2012-04-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 −1,500 as filed 126,000 owned after | no price filed | $21.62 | 2012-04-17 |
| 2012-04-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,500 −875 as filed 122,500 owned after | no price filed | $21.62 | 2012-04-17 |
| 2012-04-15 | RAFAEL BETSY Officer (VP, Corporate Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 −1,000 as filed 196,000 owned after | no price filed | $21.62 | 2012-04-17 |
| 2012-04-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 105,000 owned after | no price filed | $21.62 | 2012-04-17 |
| 2012-04-15 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 −3,750 as filed 315,000 owned after | no price filed | $21.62 | 2012-04-17 |
| 2012-03-24 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600,000 −200,000 as filed 0 owned after | no price filed | $21.29 | 2012-03-27 |
| 2012-03-24 | Forstall Scott J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,360,000 −120,000 as filed 0 owned after | no price filed | $21.29 | 2012-03-27 |
| 2012-03-24 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,360,000 −120,000 as filed 0 owned after | no price filed | $21.29 | 2012-03-27 |
| 2012-03-24 | OPPENHEIMER PETER Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 0 owned after | no price filed | $21.29 | 2012-03-27 |
| 2012-03-24 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,360,000 −120,000 as filed 0 owned after | no price filed | $21.29 | 2012-03-27 |
| 2012-03-10 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050,000 −37,500 as filed 0 owned after | no price filed | $19.47 | 2012-03-12 |
| 2012-02-23 | CAMPBELL WILLIAM V Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,836 +387 as filed 10,836 owned after | $0.00 | $18.44 | 2012-02-24 |
| 2012-02-23 | DREXLER MILLARD S Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,836 +387 as filed 10,836 owned after | $0.00 | $18.44 | 2012-02-24 |
| 2012-02-23 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,836 +387 as filed 10,836 owned after | $0.00 | $18.44 | 2012-02-24 |
| 2012-02-23 | IGER ROBERT A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,836 +387 as filed 10,836 owned after | $0.00 | $18.44 | 2012-02-24 |
| 2012-02-23 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,836 +387 as filed 10,836 owned after | $0.00 | $18.44 | 2012-02-24 |
| 2012-02-23 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,836 +387 as filed 10,836 owned after | $0.00 | $18.44 | 2012-02-24 |
| 2012-02-23 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,836 +387 as filed 10,836 owned after | $0.00 | $18.44 | 2012-02-24 |
| 2012-02-01 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,352 −584 as filed 0 owned after | no price filed | $16.29 | 2012-02-02 |
| 2012-02-01 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,352 −584 as filed 0 owned after | no price filed | $16.29 | 2012-02-02 |
| 2012-02-01 | IGER ROBERT A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,976 −142 as filed 0 owned after | no price filed | $16.29 | 2012-02-02 |
| 2012-02-01 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,352 −584 as filed 0 owned after | no price filed | $16.29 | 2012-02-02 |
| 2012-02-01 | DREXLER MILLARD S Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,352 −584 as filed 0 owned after | no price filed | $16.29 | 2012-02-02 |
| 2012-02-01 | CAMPBELL WILLIAM V Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,352 −584 as filed 0 owned after | no price filed | $16.29 | 2012-02-02 |