Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-12: Reporting owner Fadell Anthony; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-01: Reporting owner Rosenberg Donald J; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-30: Reporting owner Fadell Anthony; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-03-24: Reporting owner COOK TIMOTHY D; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-12 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Indirect · By Wife | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | $3.08 | 2007-11-15 |
| 2006-12-01 | Rosenberg Donald J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | no price filed | $3.26 | 2006-12-05 |
| 2006-08-30 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | no price filed | $2.39 | 2006-09-01 |
| 2006-03-24 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 300,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 300,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −74,000 300,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,000 300,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | COOK TIMOTHY D Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,000 300,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 250,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | TAMADDON SINA Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 250,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 200,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | RUBINSTEIN JONATHAN Officer (Senior Vice President) | 4 | Restricted StockUnit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 250,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | HEINEN NANCY R Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 200,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 250,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 250,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-03-24 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 250,000 owned after | no price filed | $2.14 | 2006-03-28 |
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct · (m) | Holding | no price filed | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct · (m) | Holding | no price filed | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct · (m) | Holding | no price filed | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct · (m) | Holding | no price filed | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct · (m) | Holding | no price filed | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct · (m) | Holding | no price filed | 2006-02-10 |
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